DFX Intelligence
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Firm absorbed
3 advisors left C•••• P•••• A••••••• L•• for M•• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Gregory Sweet | Ellicott City, Md | Dec 1, 2025 | Dec 16, 2025 |
| Michael Ross Golden | Ellicott City, Md | Dec 1, 2025 | Nov 25, 2025 |
| William Paul Chlan | Towson, Md | Dec 1, 2025 | Nov 25, 2025 |
The rule
- Registrations ended
- Dec 1, 2025
- Registered next
- Nov 25, 2025 to Dec 16, 2025
- Branch state
- MD
- Cities
- 2, most in Ellicott City, Md
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape