DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• R••• G•••••

M•• C•••••• M••••••••• L••independent RIAEllicott City, MdIA-onlyIAPD 6590919

Feed of 09/14/2026

Also filed as Mike G•••••

At current firm

0 y

since Nov 25, 2025

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Nov 25, 2025 · Ellicott City, Md
C•••• P•••• A••••••• L•• former
Oct 23, 2024 to Dec 1, 2025 · Ellicott City, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 9, 2020 to Mar 13, 2024 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

C•••• P•••• A••••••• L•• to M•• C•••••• M••••••••• L••
left Dec 1, 2025, registered Nov 25, 2025 (-6 days) · RIA to RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• P•••• A••••••• L••
left Mar 13, 2024, registered Oct 23, 2024 (224 days) · Wirehouse to independent RIA

Signals

M•••••• R••• G••••• left C•••• P•••• A••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2025-11-25)
Dec 1, 2025 · Advisor changed firm · fact
M•••••• R••• G••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••• P•••• A••••••• L•• (registered 2024-10-23)
Mar 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address