DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
Not a lift-out: both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Angus Gibbons Mceachran | Greensboro, Nc | May 20, 2021 | May 20, 2021 |
| Edmund John O'Keeffe | Greensboro, Nc | May 20, 2021 | May 20, 2021 |
| Elisabeth Grace Sanders | Greensboro, Nc | May 20, 2021 | May 20, 2021 |
| Jessica Marie Norris Chatmon | Greensboro, Nc | May 20, 2021 | May 20, 2021 |
| John Warren Hardy | Greensboro, Nc | May 20, 2021 | May 20, 2021 |
| Matthew Kelly Logan | Greensboro, Nc | May 20, 2021 | May 20, 2021 |
The rule
- Registrations ended
- May 20, 2021
- Registered next
- May 20, 2021
- Branch state
- NC
- Cities
- 1, most in Greensboro, Nc
- Registered there that day
- 259 (people still on IAPD; an estimate)
- Share of that headcount
- 2.3%
- One enterprise because
- both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape