DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Cetera Advisor Networks LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Cwm, LLC BD affiliated	Cetera Advisor Networks LLC BD affiliated	Omaha, Ne	Affiliated broker-dealer or bank to another	Oct 17, 2024
2	Cwm, LLC BD affiliated	Cetera Advisor Networks LLC BD affiliated	Grand Rapids, Mi +1	Affiliated broker-dealer or bank to another	Jun 6, 2024
2	United Capital Financial Advisors BD affiliated	Cetera Advisor Networks LLC BD affiliated	Bethesda, Md	Affiliated broker-dealer or bank to another	Oct 27, 2023
2	Vantage Financial Group, Inc. independent RIA	Cetera Advisor Networks LLC BD affiliated	Columbus, Oh	RIA to affiliated broker-dealer or bank	Nov 28, 2022 over 10 d
3	First Financial Equity Corporation BD affiliated	Cetera Advisor Networks LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 20, 2022
2	J.P. Morgan Securities LLC wirehouse	Cetera Advisor Networks LLC BD affiliated	Columbus, Oh	Wirehouse to affiliated broker-dealer or bank	Dec 31, 2021
49	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Windsor, Ct	Affiliated broker-dealer or bank to another	Jun 9, 2021 over 5 d
10	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Maple Grove, Mn +3	Affiliated broker-dealer or bank to another	Jun 9, 2021
9	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Toledo, Oh +2	Affiliated broker-dealer or bank to another	Jun 9, 2021
7	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Wexford, Pa +4	Affiliated broker-dealer or bank to another	Jun 9, 2021
5	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Braintree, Ma +1	Affiliated broker-dealer or bank to another	Jun 9, 2021
5	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Greenville, Sc +2	Affiliated broker-dealer or bank to another	Jun 9, 2021
4	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Mountlake Terrace, Wa +1	Affiliated broker-dealer or bank to another	Jun 9, 2021
3	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Norman, Ok +1	Affiliated broker-dealer or bank to another	Jun 9, 2021
2	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Severna Park, Md	Affiliated broker-dealer or bank to another	Jun 9, 2021
2	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Midvale, Ut	Affiliated broker-dealer or bank to another	Jun 9, 2021
2	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Wichita, Ks +1	Affiliated broker-dealer or bank to another	Jun 9, 2021
2	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Marinette, Wi	Affiliated broker-dealer or bank to another	Jun 9, 2021
2	Voya Financial Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Norwalk, Ia +1	Affiliated broker-dealer or bank to another	Jun 9, 2021
2	Wells Fargo Advisors wirehouse	Cetera Advisor Networks LLC BD affiliated	Madison, Wi	Wirehouse to affiliated broker-dealer or bank	Apr 5, 2021
2	Osaic Wealth, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Lemoyne, Pa	Affiliated broker-dealer or bank to another	Apr 3, 2020 over 6 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Cetera Advisor Networks LLC BD affiliated	Miamisburg, Oh	Wirehouse to affiliated broker-dealer or bank	Mar 29, 2019
2	LPL Financial LLC independent RIA	Cetera Advisor Networks LLC BD affiliated	Scottsdale, Az	RIA to affiliated broker-dealer or bank	Feb 25, 2019 over 1 d
4	Ipi Wealth Management, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Champaign, Il +1	Affiliated broker-dealer or bank to another	Feb 20, 2019
2	American Financial Management Group, Ltd. independent RIA	Cetera Advisor Networks LLC BD affiliated	Berwyn, Pa	RIA to affiliated broker-dealer or bank	Dec 31, 2018
2	Tlg Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Augusta, Ga	Affiliated broker-dealer or bank to another	Nov 13, 2018
2	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cetera Advisor Networks LLC other	El Segundo, Ca	Other	Jan 2, 2018
5	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Roanoke, Va	Other	Oct 16, 2017
2	Cornerstone Investment Advisors, LLC other	Cetera Advisor Networks LLC other	Baxter, Mn	Other	Feb 28, 2017
2	Ameritas Advisory Services other	Cetera Advisor Networks LLC other	Kirtland, Oh	Other	Jan 25, 2017 over 12 d
2	Osaic Advisory Services, LLC other	Cetera Advisor Networks LLC other	Atlanta, Ga	Other	Nov 11, 2016
2	Questar Asset Management, Inc. other	Cetera Advisor Networks LLC other	Greenville, Sc	Other	Jul 1, 2015

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32 teams match.derived from registration dates