E•••••••• G•••• S••••••

E••••• J••••national BDKernersville, Ncdual registrantIAPD 6262268

Feed of 09/14/2026

At current firm

2 y

since Aug 16, 2024

In the industry

16 y

since Jan 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Aug 16, 2024 · Kernersville, Nc
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Aug 20, 2024 · Greensboro, Nc
C••••• A•••••• N••••••• L•• former
May 20, 2021 to Jun 29, 2023 · Greensboro, Nc
S••••• F•••••••• G•••• I•• former
Jan 13, 2020 to May 20, 2021 · Greensboro, Nc
L•• F•••••••• L•• BD affiliated
Mar 2, 2017 to Mar 2, 2017 · Greensboro, Nc
M••••• S•••••• wirehouse
Jul 8, 2015 to Feb 27, 2017 · Winston-Salem, Nc
W•••• F•••• A••••••• wirehouse
Aug 29, 2014 to Jun 23, 2015 · Winston Salem, Nc
M••••• S•••••• wirehouse
Jul 29, 2014 to Sep 22, 2014 · Winston-Salem, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to E••••• J••••
left Aug 20, 2024, registered Aug 16, 2024 (-4 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
L•• F•••••••• L•• to S••••• F•••••••• G•••• I••
left Mar 2, 2017, registered Jan 13, 2020 (1047 days) · Other
M••••• S•••••• to L•• F•••••••• L••
left Feb 27, 2017, registered Mar 2, 2017 (3 days) · Other
W•••• F•••• A••••••• to M••••• S••••••
left Jun 23, 2015, registered Jul 8, 2015 (15 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Sep 22, 2014, registered Aug 29, 2014 (-24 days) · Wirehouse to wirehouse

Signals

E•••••••• G•••• S•••••• left C••••• I••••••••• A••••••• L•• for E••••• J•••• (registered 2024-08-16)
Aug 20, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address