DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

10 advisors left T•• F•••••••• A••••••• G••••• L•• for W••••• E••••••••• A••••••• S•••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Todd PuckettHouston, TxJun 21, 2024Jun 3, 2024
Darryl Arthur NelsonHouston, TxJun 21, 2024Jun 10, 2024
John CroyHouston, TxJun 21, 2024Jun 3, 2024
Lynnette Diane OkwuonuHouston, TxJun 21, 2024Jun 3, 2024
Nathan Lynn BowenHouston, TxJun 21, 2024Jun 3, 2024
Rachel Lauren RomeroHouston, TxJun 21, 2024Jun 3, 2024
Richard Joseph AlphonsoHouston, TxJun 21, 2024Jun 3, 2024
Steven Arnold EstrinHouston, TxJun 21, 2024Jun 3, 2024
Steven Joseph RifeHouston, TxJun 21, 2024Jun 3, 2024
Thomas SartorHouston, TxJun 21, 2024Jun 3, 2024
The rule
Registrations ended
Jun 21, 2024
Registered next
Jun 3, 2024 to Jun 10, 2024
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
11 (people still on IAPD; an estimate)
Share of that headcount
91%
Succession by the destination
none on the tape
Other teams out of T•• F•••••••• A••••••• G••••• L••Other teams into W••••• E••••••••• A••••••• S•••••••• L••