DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lynnette Diane Okwuonu

Wealth Enhancement Advisory Services, LLCBD affiliatedPlymouth, Mn IA-onlyIAPD 3003055

Personal Financial Specialist

Feed of 09/14/2026

Also filed as Lynnette Diane Gridley

At current firm

2 y

since Jun 3, 2024

In the industry

28 y

since Apr 22, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealth Enhancement Advisory Services, LLC BD affiliated current
since Jun 3, 2024 · Plymouth, Mn
The Financial Advisory Group, LLC former
Feb 24, 2023 to Jun 21, 2024 · Houston, Tx
Linscomb Wealth, Inc. independent RIA
Mar 22, 2017 to Dec 31, 2020 · Houston, Tx
Linscomb Wealth, Inc. independent RIA
Apr 24, 2008 to Sep 2, 2011 · Houston, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 28, 2004 to Mar 4, 2008 · Houston, Tx
Merrill Lynch Trust Company unclassified
Jul 28, 2004 to Nov 28, 2006 · Houston, Tx
Pricewaterhousecoopers Investment Advisers LLC former
Sep 19, 2002 to Jul 12, 2004 · Houston, Tx
Cetera Investment Advisers LLC BD affiliated
May 25, 2001 to Sep 11, 2002 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

The Financial Advisory Group, LLC to Wealth Enhancement Advisory Services, LLC
left Jun 21, 2024, registered Jun 3, 2024 (-18 days) · RIA to RIA · moved with a team
Linscomb Wealth, Inc. to The Financial Advisory Group, LLC
left Dec 31, 2020, registered Feb 24, 2023 (785 days) · RIA to RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Linscomb Wealth, Inc.
left Mar 4, 2008, registered Apr 24, 2008 (51 days) · Other
Merrill Lynch Trust Company to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 28, 2006, registered Jul 28, 2004 (-853 days) · Other
Pricewaterhousecoopers Investment Advisers LLC to Merrill Lynch Trust Company
left Jul 12, 2004, registered Jul 28, 2004 (16 days) · Other
Cetera Investment Advisers LLC to Pricewaterhousecoopers Investment Advisers LLC
left Sep 11, 2002, registered Sep 19, 2002 (8 days) · Other

Signals

Lynnette Diane Okwuonu left The Financial Advisory Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-03)
Jun 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address