DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
14 advisors left N••••••••• A•••• M••••••••• L•• for C•••••••• W•••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amish Ramesh Dalal | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Charles Richard Pepe | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Chiraag Kirpalani | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Evan Kanarek | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Frank John Ingarra | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Jacob Paxton Wick | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Kehong Zhu | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Michael A Porricelli | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Patrick Jean-Michel Jamin | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Peter Nieporent | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Robert Edward Wright | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Stephanie Julia O'Donnell | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| Thomas John Colombo | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
| William Joseph Ostruzka | Greenwich, Ct | Nov 8, 2021 | Nov 18, 2021 |
The rule
- Registrations ended
- Nov 8, 2021
- Registered next
- Nov 18, 2021
- Branch state
- CT
- Cities
- 1, most in Greenwich, Ct
- Registered there that day
- 17 (people still on IAPD; an estimate)
- Share of that headcount
- 82%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.