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Team lift-out

2 advisors left O•••••• C••••••• I•• for O•••• A••••••• S•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
David James LardinoisMilwaukee, WiDec 31, 2020Sep 28, 2020
Scott Louis HefleMilwaukee, WiDec 31, 2020Sep 29, 2020
The rule
Registrations ended
Dec 31, 2020
Registered next
Sep 28, 2020 to Sep 29, 2020
Branch state
WI
Cities
1, most in Milwaukee, Wi
Registered there that day
8 (people still on IAPD; an estimate)
Share of that headcount
25%
Succession by the destination
none on the tape