DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Louis Hefle
Feed of 09/14/2026
At current firm
4 y
since Jan 7, 2022
In the industry
27 y
since Dec 23, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Northland Asset Management independent RIA currentsince Jan 7, 2022 · Milwaukee, Wi
- Osaic Advisory Services, LLC BD affiliatedSep 29, 2020 to Feb 5, 2022 · Brookfield, Wi
- Oarsman Capital, Inc independent RIAAug 7, 2019 to Dec 31, 2020 · Milwaukee, Wi
- First Midamerica Investment Corporation unclassifiedMay 2, 2006 to May 2, 2006 · Milwaukee, Wi
- Chase Investment Services Corp. formerJul 6, 2005 to May 1, 2006 · Waukesha, Wi
- Banc One Securities Corporation unclassifiedSep 11, 2003 to Jul 6, 2005 · Waukesha, Wi
Moves
a registration end followed by a registration begin elsewhere
- Osaic Advisory Services, LLC to Northland Asset Managementleft Feb 5, 2022, registered Jan 7, 2022 (-29 days) · Affiliated broker-dealer or bank to independent RIA
- Oarsman Capital, Inc to Osaic Advisory Services, LLCleft Dec 31, 2020, registered Sep 29, 2020 (-93 days) · RIA to affiliated broker-dealer or bank · moved with a team
- First Midamerica Investment Corporation to Oarsman Capital, Incleft May 2, 2006, registered Aug 7, 2019 (4845 days) · Other
- Chase Investment Services Corp. to First Midamerica Investment Corporationleft May 1, 2006, registered May 2, 2006 (1 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
- Scott Louis Hefle left Osaic Advisory Services, Llc for Northland Asset Management (registered 2022-01-07)Feb 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address