DFX Intelligence
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Firm absorbed
3 advisors left B••• F•••••••• S•••••••• I••• for O•••• W•••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jeffrey Michael Welsh | West Haven, Ct | Feb 9, 2026 | Feb 9, 2026 |
| Kenneth Steven Spitzbard | West Haven, Ct | Feb 9, 2026 | Feb 3, 2026 |
| Mickey S Goldberg | Branford, Ct | Feb 9, 2026 | Mar 20, 2024 |
The rule
- Registrations ended
- Feb 9, 2026
- Registered next
- Mar 20, 2024 to Feb 9, 2026
- Branch state
- CT
- Cities
- 2, most in West Haven, Ct
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape