DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

14 advisors moved from B•••• A••••••• to B•••• A•••••••

Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Amanda Bradley GiftBaltimore, MdJun 5, 2019Jun 5, 2019
Adam Matthew KingBaltimore, MdJun 6, 2019May 29, 2019
B. Wistar MorrisBaltimore, MdJun 6, 2019Jun 5, 2019
Carter Branham Snow FurrBaltimore, MdJun 6, 2019Jun 5, 2019
Christopher Laubach McleanBaltimore, MdJun 6, 2019May 28, 2019
Christopher Wayne RusbuldtBaltimore, MdJun 6, 2019May 28, 2019
Eric Scott JohnsonBaltimore, MdJun 6, 2019Jun 5, 2019
Jean Bailey LoganBaltimore, MdJun 6, 2019May 28, 2019
Lloyd Christopher NolandBaltimore, MdJun 6, 2019May 28, 2019
Quinn Allan StraayerBaltimore, MdJun 6, 2019May 23, 2019
Reed Robert HurtBaltimore, MdJun 6, 2019May 28, 2019
Rupal K MasterBaltimore, MdJun 6, 2019Jun 5, 2019
Sarah Shearman HoltzingerBaltimore, MdJun 6, 2019May 28, 2019
Weyman GongBaltimore, MdJun 6, 2019May 28, 2019
The rule
Registrations ended
Jun 5, 2019 to Jun 6, 2019
Registered next
May 23, 2019 to Jun 5, 2019
Branch state
MD
Cities
1, most in Baltimore, Md
Registered there that day
48 (people still on IAPD; an estimate)
Share of that headcount
29%
One enterprise because
the two CRDs file under the same business name
Succession by the destination
none on the tape
Other teams out of B•••• A•••••••Other teams into B•••• A•••••••