DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
7 y
since Jun 5, 2019
In the industry
20 y
since Dec 1, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brown Advisory independent RIA currentsince Jun 5, 2019 · Norfolk, Va
- Brown Advisory mixed wealthDec 31, 2018 to Jun 6, 2019 · Norfolk, Va
- Brown Advisory independent RIAMay 10, 2016 to Dec 31, 2018 · Norfolk, Va
- Sandpiper Capital, LLC formerMar 12, 2015 to Apr 21, 2016 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- Brown Advisory to Brown Advisoryleft Jun 6, 2019, registered Jun 5, 2019 (-1 days) · channel change inside one enterprise, not a move · moved with a team
- Brown Advisory to Brown Advisoryleft Dec 31, 2018, registered Dec 31, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
- Sandpiper Capital, LLC to Brown Advisoryleft Apr 21, 2016, registered May 10, 2016 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address