DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left W•••• F•••• A••••••• for K•• C••••• F•••••••• A•••••••• L••

wirehousetono RAUMWirehouse to a newly registered adviser (no RAUM reported yet)derived from registration dates
Members
AdvisorBranchLeftRegistered
Christian Raymond GarcesFairfield, NjOct 15, 2018Nov 1, 2018
Richard Anthony FloraFairfield, NjOct 15, 2018Oct 31, 2018
Steven Howard MaideFairfield, NjOct 15, 2018Oct 31, 2018
Stuart Mark SchrenzelFairfield, NjOct 15, 2018Oct 31, 2018
The rule
Registrations ended
Oct 15, 2018
Registered next
Oct 31, 2018 to Nov 1, 2018
Branch state
NJ
Cities
1, most in Fairfield, Nj
Registered there that day
1,342 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into K•• C••••• F•••••••• A•••••••• L••