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Team lift-out

3 advisors left S••••••••• A•••••• A•••••••• I••• for W•••• W••••• M•••••••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Connor Austin PeckUrbandale, IaMay 7, 2021May 5, 2021
Jason Paul WiltseUrbandale, IaMay 7, 2021May 5, 2021
Matthew Scott OnstotUrbandale, IaMay 7, 2021May 5, 2021
The rule
Registrations ended
May 7, 2021
Registered next
May 5, 2021
Branch state
IA
Cities
1, most in Urbandale, Ia
Registered there that day
2,003 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape