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Team lift-out

3 advisors left E•••• S••••••••• L•• for P•••••••• W••••• S••••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
John Douglas JonesChesterfield, MoJan 4, 2019Mar 15, 2019
Spencer Lloyd FunkChesterfield, MoJan 4, 2019Mar 15, 2019
Darin Jerome RobinsonSaint Louis, MoJan 7, 2019Jan 30, 2019
The rule
Registrations ended
Jan 4, 2019 to Jan 7, 2019
Registered next
Jan 30, 2019 to Mar 15, 2019
Branch state
MO
Cities
2, most in Chesterfield, Mo
Registered there that day
1,106 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape