DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••
Not a lift-out: both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bradley Franklin Reese | Westlake, Tx | Sep 7, 2023 | Aug 11, 2026 |
| Bradley Ikenna Eberendu | Southlake, Tx | Sep 7, 2023 | Mar 21, 2024 |
| Deven Raymond Cudar | Southlake, Tx | Sep 7, 2023 | Jan 21, 2026 |
| Jeffrey Franklin Jensen | Westlake, Tx | Sep 7, 2023 | Mar 9, 2026 |
| Lauren Hoglan Wyatt | Westlake, Tx | Sep 7, 2023 | May 19, 2025 |
| Trevor Blain Johnson | Westlake, Tx | Sep 7, 2023 | Aug 28, 2025 |
The rule
- Registrations ended
- Sep 7, 2023
- Registered next
- Mar 21, 2024 to Aug 11, 2026
- Branch state
- TX
- Cities
- 2, most in Westlake, Tx
- Registered there that day
- 741 (people still on IAPD; an estimate)
- Share of that headcount
- 0.8%
- One enterprise because
- both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape