DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Schwab Wealth Advisory, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Jul 27, 2026 over 14 d
2	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	May 7, 2026 over 9 d
2	Fisher Investments independent RIA	Schwab Wealth Advisory, Inc. no RAUM	Plano, Tx	Other	Apr 23, 2026 over 14 d
3	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	Apr 9, 2026 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Charlotte, Nc	Other	Apr 7, 2026 over 14 d
5	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	Feb 11, 2026 over 22 d
2	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	Jan 8, 2026 over 13 d
5	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Nov 26, 2025 over 35 d
2	J.P. Morgan Securities LLC wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Atlanta, Ga +1	Other	Oct 16, 2025 over 10 d
2	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	Oct 2, 2025 over 13 d
2	J.P. Morgan Securities LLC wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Hampton, Ga +1	Other	Jul 16, 2025 over 13 d
4	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	Jul 8, 2025 over 16 d
2	J.P. Morgan Securities LLC wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Atlanta, Ga	Other	Jun 13, 2025 over 9 d
5	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	May 28, 2025 over 26 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	May 15, 2025 over 1 d
3	J.P. Morgan Securities LLC wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Los Angeles, Ca +2	Other	May 6, 2025 over 21 d
3	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	May 1, 2025 over 8 d
3	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. no RAUM	Boston, Ma	Other	Apr 4, 2025 over 3 d
2	J.P. Morgan Securities LLC wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Atlanta, Ga +1	Other	Apr 1, 2025 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Sep 18, 2024 over 14 d
2	Advice And Planning Services BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Stone Mountain, Ga +1	Other	Aug 28, 2024 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Mar 7, 2024
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Chandler, Az	Other	Oct 6, 2021 over 1 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Sep 24, 2021 over 7 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Schwab Wealth Advisory, Inc. no RAUM	Mesa, Az +1	Other	Jul 20, 2021
2	Empower Advisory Group, LLC other	Schwab Wealth Advisory, Inc. no RAUM	Greenwood Village, Co	Other	May 7, 2021
3	Advice And Planning Services BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Denver, Co +1	Other	Nov 13, 2020
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Jun 9, 2020 over 10 d
32	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	San Antonio, Tx	Other	May 24, 2020 over 24 d
2	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	San Diego, Ca +1	Other	May 24, 2020
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Schwab Wealth Advisory, Inc. BD affiliated	Pompano Beach, Fl +1	Wirehouse to affiliated broker-dealer or bank	Jan 2, 2019 over 5 d
2	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Phoenix, Az	Other	May 5, 2017
2	Vanguard Advisers, Inc. other	Schwab Wealth Advisory, Inc. other	Scottsdale, Az	Other	Sep 15, 2016 over 6 d
2	Strategic Advisers LLC national BD	Schwab Wealth Advisory, Inc. other	Westlake, Tx	Other	Aug 15, 2016 over 3 d

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34 teams match.derived from registration dates