DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ryan William Humbert | Pasadena, Ca | Jan 24, 2018 | Jan 12, 2016 |
| Alexandros Timotheos Mavrellis | San Diego, Ca | Jan 31, 2018 | Apr 20, 2012 |
The rule
- Registrations ended
- Jan 24, 2018 to Jan 31, 2018
- Registered next
- Apr 20, 2012 to Oct 21, 2016
- Branch state
- CA
- Cities
- 3, most in Pasadena, Ca
- Registered there that day
- 1,034 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape