RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• W•••••• H••••••
- P•••• A•••••••• I••• independent RIA currentsince Jan 9, 2018 · Studio City, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 12, 2016 to Jan 24, 2018 · Pasadena, Ca
- T• A••••••••• I••• formerJan 12, 2016 to Jan 24, 2018 · Pasadena, Ca
- E••••• J•••• national BDJun 23, 2014 to Jan 6, 2016 · St Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 24, 2018, registered Jan 12, 2016 (-743 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to P•••• A•••••••• I•••left Jan 24, 2018, registered Jan 9, 2018 (-15 days) · Other
- E••••• J•••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 6, 2016, registered Jan 12, 2016 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address