DFX Intelligence
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Channel change (one enterprise)
9 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Allen Chi Ng | Jacksonville, Fl | Sep 7, 2023 | Feb 28, 2018 |
| James M Pennington | Ormond Beach, Fl | Sep 7, 2023 | Feb 28, 2018 |
| John Mills | Jacksonville, Fl | Sep 7, 2023 | Mar 30, 2018 |
| Lee Samuel Fine | Boca Raton, Fl | Sep 7, 2023 | Feb 28, 2018 |
| Marius Morico Mapp | Tallahassee, Fl | Sep 7, 2023 | Feb 28, 2018 |
| Michael D Whylie | Plantation, Fl | Sep 7, 2023 | Feb 28, 2018 |
| Nathanael Frank Allen | Pensacola, Fl | Sep 7, 2023 | Aug 23, 2022 |
| Ryan Cory Adams | Tampa, Fl | Sep 7, 2023 | Feb 28, 2018 |
The rule
- Registrations ended
- Sep 7, 2023
- Registered next
- Feb 27, 2018 to Aug 23, 2022
- Branch state
- FL
- Cities
- 7, most in Jacksonville, Fl
- Registered there that day
- 741 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape