M••••• M••••• M•••

• C•••••• S••••• • C••• I••• national BD current
  since Feb 8, 2022 · Miami, Fl
• T• A••••••••• I••• former
  Feb 28, 2018 to Oct 14, 2022 · Tallahassee, Fl
• T• A••••••••• I••••••••• M••••••••• L•• former
  Feb 26, 2018 to Sep 7, 2023 · Omaha, Ne
• S•••••••• I••••••••• M••••••••• former
  Feb 14, 2017 to Feb 26, 2018 · Tallahassee, Fl

• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Sep 7, 2023, registered Feb 28, 2018 (-2017 days) · channel change inside one enterprise, not a move · moved with a team
• T• A••••••••• I••• to C•••••• S••••• • C••• I•••
  left Oct 14, 2022, registered Feb 8, 2022 (-248 days) · channel change inside one enterprise, not a move · moved with a team
• S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
  left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address