DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
6 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Channel change (one enterprise)joined T• A••••••••• I•••
No date on record · this record
No date on record · this record
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Charles Mccarthy | Omaha, Ne | Jun 14, 2018 | Feb 27, 2018 |
| John Frederick Schweitzer | Omaha, Ne | Jun 14, 2018 | Feb 27, 2018 |
| Kyle Benjamin Smith | Omaha, Ne | Jun 14, 2018 | Feb 27, 2018 |
| Ryan W Knuckles-Li | Omaha, Ne | Jun 14, 2018 | Feb 27, 2018 |
| Tracy Leader | Omaha, Ne | Jun 14, 2018 | Feb 27, 2018 |
| Brian Andrew Kooienga | Omaha, Ne | Jun 23, 2018 | Sep 18, 2013 |
The rule
- Registrations ended
- Jun 14, 2018 to Jun 23, 2018
- Registered next
- Sep 18, 2013 to Feb 27, 2018
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 1,524 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape