DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
23 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Juvie Ann C Jimenez | Omaha, Ne | Jul 6, 2018 | Feb 27, 2018 |
| Blake Robert Griffiths | Omaha, Ne | Jul 14, 2018 | Jul 20, 2016 |
| Joseph William Lane | Omaha, Ne | Jul 14, 2018 | Aug 12, 2011 |
| Joshua Paul Perger | Omaha, Ne | Jul 20, 2018 | Feb 27, 2018 |
| Simon Mark Beresford | Omaha, Ne | Jul 20, 2018 | Feb 27, 2018 |
| Dalton Jon Meckna | Omaha, Ne | Jul 24, 2018 | Nov 14, 2016 |
| Jordan Samuel Engen | Omaha, Ne | Jul 24, 2018 | Aug 23, 2016 |
| Alec Thomas Sindelar | Omaha, Ne | Jul 27, 2018 | Jun 5, 2017 |
| Robert William Morrissey | Omaha, Ne | Aug 7, 2018 | Apr 12, 2010 |
| Christopher August Blue | Omaha, Ne | Aug 10, 2018 | Dec 7, 2009 |
| John Austin Pitschka | Omaha, Ne | Aug 11, 2018 | Jul 23, 2012 |
| Marilyn Ann Pysh | Omaha, Ne | Aug 17, 2018 | Dec 18, 2009 |
| Rodney Chu | Omaha, Ne | Aug 24, 2018 | Feb 27, 2018 |
| Andrew J Richter | Omaha, Ne | Aug 28, 2018 | Aug 13, 2013 |
| James Michael Ferguson | Omaha, Ne | Aug 31, 2018 | Feb 28, 2018 |
| Nicholas Balmer | Omaha, Ne | Aug 31, 2018 | Feb 27, 2018 |
| Peter Cappiello | Omaha, Ne | Aug 31, 2018 | Feb 27, 2018 |
| Vehantre Brown | Omaha, Ne | Aug 31, 2018 | Feb 27, 2018 |
| Kayla Chambers Stern | Omaha, Ne | Sep 7, 2018 | Feb 27, 2018 |
| Laurie Lynn Thompson | Omaha, Ne | Sep 7, 2018 | Feb 27, 2018 |
| Matthew Orian | Omaha, Ne | Sep 7, 2018 | Aug 18, 2016 |
The rule
- Registrations ended
- Jul 6, 2018 to Sep 7, 2018
- Registered next
- Dec 7, 2009 to Feb 28, 2018
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 1,516 (people still on IAPD; an estimate)
- Share of that headcount
- 1.5%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape