RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Dec 16, 2022 · Omaha, Ne
- B••••••• I••••••••• S•••••••• I••• ••••• formerMar 28, 2022 to Dec 13, 2022 · Lincoln, Ne
- T• A••••••••• I••• formerAug 18, 2016 to Sep 7, 2018 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 8, 2016 to Sep 7, 2018 · Omaha, Ne
- B••••••• I••••••••• S•••••••• I••• ••••• formerMay 13, 2015 to Aug 3, 2016 · Omaha, Ne
- W•••••• • R••• formerJun 11, 2013 to Mar 4, 2015 · Savage, Mn
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• A•••••••left Dec 13, 2022, registered Dec 16, 2022 (3 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Sep 7, 2018, registered Mar 28, 2022 (1298 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2018, registered Aug 18, 2016 (-750 days) · channel change inside one enterprise, not a move · moved with a team
- B••••••• I••••••••• S•••••••• I••• ••••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 3, 2016, registered Aug 8, 2016 (5 days) · Other
- W•••••• • R••• to B••••••• I••••••••• S•••••••• I••• •••••left Mar 4, 2015, registered May 13, 2015 (70 days) · Other
- M•••••• O•••• left B••••••• I••••••••• S•••••••• I••• ••••• for W•••• F•••• A••••••• (registered 2022-12-16)Dec 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address