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Channel change (one enterprise)

3 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Aj PoissonKeller, TxMar 7, 2022Aug 27, 2021
Carolyn H CastilloSouthlake, TxMar 7, 2022Aug 27, 2021
Michaela Gayapanao PabloSouthlake, TxMar 7, 2022Aug 27, 2021
The rule
Registrations ended
Mar 7, 2022
Registered next
Oct 9, 2017 to Aug 27, 2021
Branch state
TX
Cities
1, most in Southlake, Tx
Registered there that day
842 (people still on IAPD; an estimate)
Share of that headcount
0.4%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape