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RIA Intelligence
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Registered advisor
M••••••• G•••••••• P••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••••••• P••••
At current firm
2 y
since Sep 12, 2024
In the industry
21 y
since Aug 1, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Sep 12, 2024 · Plano, Tx
- C•••••• S••••• • C••• I••• national BDJan 9, 2022 to Jul 29, 2024 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 27, 2021 to Mar 7, 2022 · Southlake, Tx
- T• A••••••••• I••• formerAug 27, 2021 to Mar 7, 2022 · Southlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to F••••• I•••••••••left Jul 29, 2024, registered Sep 12, 2024 (45 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Mar 7, 2022, registered Jan 9, 2022 (-57 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 7, 2022, registered Aug 27, 2021 (-192 days) · channel change inside one enterprise, not a move
Signals
- M••••••• G•••••••• P•••• left C•••••• S••••• • C••• I••• for F••••• I••••••••• (registered 2024-09-12)Jul 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address