DFX Intelligence

RIA Intelligence

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Firm absorbed

18 advisors left L•• F•••••••• I••• for F•••• A•••••• S••••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alicia Temmerman MchughSan Jose, CaDec 13, 2018Dec 13, 2018
David N HannaSan Jose, CaDec 13, 2018Jan 9, 2025
Eric Jason KohlmeisterSan Jose, CaDec 13, 2018Dec 13, 2018
Jeremy Dean MillerSan Jose, CaDec 13, 2018Dec 13, 2018
Jonathan Joseph ScheidSan Jose, CaDec 13, 2018Dec 13, 2018
Katlyn Anne NielsonSan Jose, CaDec 13, 2018Dec 13, 2018
Nishant K PandyaSan Jose, CaDec 13, 2018Dec 13, 2018
Roger Richard RoweSan Jose, CaDec 13, 2018Dec 13, 2018
Seng Veun SaechaoSan Jose, CaDec 13, 2018Dec 13, 2018
Sheldon Patrick McfarlandSan Jose, CaDec 13, 2018Dec 13, 2018
Thuy TranSan Jose, CaDec 13, 2018Dec 13, 2018
Sean C BrooksSan Jose, CaDec 14, 2018Dec 14, 2018
Vincent Joseph CrivelloNovato, CaDec 14, 2018Dec 14, 2018
William BlanchetteSan Jose, CaDec 14, 2018Dec 14, 2018
Angela Marie StoverSan Jose, CaDec 17, 2018Dec 17, 2018
Benjamin Haag SlaterSan Jose, CaDec 17, 2018Dec 17, 2018
Frank Alan RomeroCampbell, CaDec 17, 2018Dec 18, 2018
Jorge Andres GaleanoSacramento, CaDec 17, 2018Dec 19, 2023
The rule
Registrations ended
Dec 13, 2018 to Dec 17, 2018
Registered next
Dec 13, 2018 to Jan 9, 2025
Branch state
CA
Cities
4, most in San Jose, Ca
Registered there that day
24 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape
Other teams out of L•• F•••••••• I•••Other teams into F•••• A•••••• S••••••••• L••