DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••• A•••••• S••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Mar 30, 2012 · 74 filings
SEC status approved since Feb 1, 2007
RAUM
$41B
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
83%
$35B individuals and HNW
Advisors
43
registered through the firm on IAPD
RAUM per advisor
$965M
derived; firm RAUM over IAPD count
Employees
309
46 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$41B as of Aug 5, 2026
Mar 30, 2012$2.5B then
HNW client RAUM$27B as of Aug 5, 2026
Mar 23, 2018$0 then
State-registered IARs (5.B.3)46 as of Aug 5, 2026
Mar 30, 20120 then
Employees (5.A)309 as of Aug 5, 2026
Mar 26, 2013140 then
Private funds: no history
RAUM +39% over the last fiscal year+26% a year over threeIARs 46 to 46
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · p••••••-client share of RAUM at least 50 percent and HNW share of p••••••-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $965MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 773derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $454,075derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.2derivedItem 5.A over advisors
- Advisors per office
- 43.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $14B, 25,678 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$27B65%
- Individuals$7.6B18%
- Other investment advisers$5.9B14%
- Corporations and businesses$582M1.4%
- Charitable organizations$331M0.8%
- Pension and profit-sharing plans$123M0.3%
- Investment companies$679,4650.0%
- Individual clients
- 23,933reported
- HNW clients
- 9,302reported
- Pension plan clients
- 1,380reported
- Charitable clients
- 192reported
- Accounts
- 91,359reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14B for 25,678 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.83 fund_share=0.14 institutional_share=0.01 related_bd=true related_bank=true bd_reps=16.0 bank_owner=falsederived
Advisors registered through the firm
43 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• J••• R••• | St. Louis, Mo | Jul 27, 2007 | 26 y | 1 |
| B•••••• H••• | St. Louis, Mo | Aug 21, 2013 | 17 y | 1 |
| B••••••• L•• L•••••• | St. Louis, Mo | Jul 11, 2014 | 19 y | 1 |
| M••• J••• P•••••• | St. Louis, Mo | Sep 18, 2014 | 21 y | 1 |
| K•••• G••• C•••••• | C••••••, Mo | Jul 1, 2016 | 13 y | 1 |
| T••• T••• | San J•••, Ca | Dec 13, 2018 | 22 y | 1 |
| S•••••• P•••••• M•••••••• | St. Louis, Mo | Dec 13, 2018 | 23 y | 1 |
| S••• V••• S•••••• | St. Louis, Mo | Dec 13, 2018 | 17 y | 1 |
| K••••• A••• N•••••• | St. Louis, Mo | Dec 13, 2018 | 15 y | 1 |
| E••• J•••• K••••••••• | South San Francisco, Ca | Dec 13, 2018 | 22 y | 1 |
| J••••• D••• M••••• | Roseville, Ca | Dec 13, 2018 | 16 y | 1 |
| J••••••• J••••• S••••• | St. Louis, Mo | Dec 13, 2018 | 19 y | 3 |
| V•••••• J••••• C••••••• | Truckee, Ca | Dec 14, 2018 | 24 y | 2 |
| S••• C• B••••• | Bloomingdale, Il | Dec 14, 2018 | 16 y | 2 |
| W•••••• B•••••••••Certified Financial Pla•••r | Folsom, Ca | Dec 14, 2018 | 20 y | 2 |
| M•••••• D••••• O•••••Certified Financial Pla•••r | St. Louis, Mo | Dec 17, 2018 | 28 y | 1 |
| B••••••• H••• S••••• | St. Louis, Mo | Dec 17, 2018 | 12 y | 1 |
| A••••• M•••• S•••••Certified Financial Pla•••r | Seattle, Wa | Dec 17, 2018 | 29 y | 2 |
| F•••• A••• R•••••Certified Financial Pla•••r | New Braunfels, Tx | Dec 18, 2018 | 21 y | 1 |
| E•••• K••• R•••••••• | St. Louis, Mo | Jan 8, 2019 | 32 y | 4 |
| J•••• R• B••••• | St. Louis, Mo | Jul 24, 2019 | 24 y | 1 |
| J•••••• A••• Y•••Certified Financial Pla•••r | St. Louis, Mo | Oct 11, 2019 | 12 y | 2 |
| A••••• D••••• M•••••• | St. Louis, Mo | Oct 30, 2019 | 13 y | 1 |
| C••••• R••••••• S••••• | St. Louis, Mo | Sep 24, 2021 | 13 y | 1 |
| L•••••• M••••• W•••• | St. Louis, Mo | Nov 1, 2021 | 12 y | 1 |
| K•••••• R•••• D•••••• | St. Louis, Mo | Dec 17, 2021 | 17 y | 2 |
| K•••••• M••• R•••• | St. Louis, Mo | Dec 21, 2021 | 32 y | 2 |
| M•••••• H••••••• M••••• | St. Louis, Mo | Sep 14, 2022 | 24 y | 6 |
| A••••• E•••• F•••••Certified Financial Pla•••r | C••••••, Mo | Feb 27, 2023 | 18 y | 2 |
| X••• C••• | St. Louis, Mo | Feb 27, 2023 | 10 y | 4 |
| L••••• J•••••••• G••• | St. Louis, Mo | Mar 3, 2023 | 12 y | 3 |
| R••• F••••• | St. Louis, Mo | Jun 16, 2023 | 12 y | 1 |
| J•••• A••••• G•••••• | Cypress, Tx | Dec 19, 2023 | 18 y | 2 |
| J••• M• C••••••• | St. Louis, Mo | Apr 11, 2024 | 10 y | 1 |
| C•••••••• J•••••• I•••••• | Maitland, Fl | Jul 25, 2024 | 10 y | 2 |
| C••••••••• A••••• H•••••• | St. Louis, Mo | Oct 4, 2024 | 12 y | 0 |
| D•••• N• H••••Certified Financial Pla•••r | St. Louis, Mo | Jan 9, 2025 | 11 y | 1 |
| L•••• B••• | St. Louis, Mo | Jan 28, 2025 | 11 y | 0 |
| M••• M•••••• D••••••• | Westwood, Ma | Apr 29, 2025 | 30 y | 0 |
| T•••••• P••• H••••• | St. Louis, Mo | Mar 4, 2026 | 34 y | 1 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- B•••• D•••• H•••••• to B••••••••• S•••••••• W•••••• L••Jun 28, 2024 · Other
- K••• C•••••••• W••••••••• to B••••••••• S•••••••• W•••••• L••Jun 27, 2024 · Other
- S•••••• R••• W•••••• to B••••••••• S•••••••• W•••••• L••Jun 26, 2024 · Other
- A••• J••••••• S•••••••• to B••••••••• S•••••••• W•••••• L••Dec 22, 2022 · RIA to RIA
- T••••• C•••• E•••••• to C••••••• P•••••••Feb 14, 2022 · RIA to RIA
- S••••• R••••• H••• to M••••• G•••• I••••••••• A•••••••• L••Aug 18, 2021 · RIA to RIA
- A••••• T•••••••• M••••• to B••••••••• S•••••••• W•••••• L••May 17, 2021 · RIA to RIA
- D•••••• R•• N••••• to C••••••••• W••••• A••••••• L••Apr 12, 2021 · RIA to RIA
- R•••• R•••••• R••• to B••••••••• S•••••••• W•••••• L••Oct 2, 2020 · RIA to RIA
- N•••••• K• P••••• to B••••••••• S•••••••• W•••••• L••Jul 2, 2020 · RIA to RIA
- S•••••• D••• S•••••••• to I•••••• A•••••••• I•••Jul 2, 2020 · Other
- S•••••••• F• M•••••• to C••••••••• I••••••••• A•••••••• L••Feb 4, 2020 · RIA to RIA
- E•••• R•••• S•••• to C••••••••• I••••••••• A•••••••• L••Feb 4, 2020 · RIA to RIA
- T•••••• M••• W••••• to B••••••••• S•••••••• W•••••• L••Oct 1, 2019 · RIA to affiliated broker-dealer or bank
- D••••• W•••• C•••••••• to S••••• W••••• M•••••••••Oct 8, 2014 · Other
Joined, latest
- N•••• A•••••• T••• from W•••• F•••• A•••••••Aug 12, 2026 · Wirehouse to independent RIA
- B•••••• M•••••• N•••••• from E••••• J••••Jul 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- A•••• K••••• from C•••••• C•••••• W••••• M••••••••• L••Jun 14, 2026 · RIA to RIA
- T•••••• P••• H••••• from L•• F•••••••• I•••Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- D•••• N• H•••• from L•• F•••••••• I•••Jan 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••••••• J•••••• I•••••• from S•••••• N••••••• • C••••••• I•••••••••Jul 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- J••• M• C••••••• from B••••••••• S•••••••• W•••••• L••Apr 11, 2024 · RIA to RIA
- J•••• A••••• G•••••• from L•• F•••••••• I•••Dec 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- R••• F••••• from B••••••••• S•••••••• W•••••• L••Jun 16, 2023 · RIA to RIA
- J••••• C••• C•• from B••••••••• S•••••••• W•••••• L••Mar 13, 2023 · RIA to RIA
- L••••• J•••••••• G••• from B••••••••• S•••••••• W•••••• L••Mar 3, 2023 · RIA to RIA
- A••••• E•••• F••••• from B••••••••• S•••••••• W•••••• L••Feb 27, 2023 · RIA to RIA
- X••• C••• from B••••••••• S•••••••• W•••••• L••Feb 27, 2023 · RIA to RIA
- M•••••• H••••••• M••••• from V•••••• C•••••• M••••••••• I•••Sep 14, 2022 · RIA to RIA
- K•••••• M••• R•••• from S••••• W••••• M•••••••••Dec 21, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for B••••••••• S•••••••• W•••••• L••Jun 26, 2024 · St Louis, Mo
- 2 left for C••••••••• I••••••••• A•••••••• L••Feb 4, 2020 · St Louis, Mo
- 2 joined from B••••••••• S•••••••• W•••••• L••Nov 14, 2024 · St Louis, Mo
- 12 joined from B••••••••• S•••••••• W•••••• L••Jun 28, 2024 · St Louis, Mo
- 3 joined from C•••••• D••••••••• L••Apr 25, 2023 · Atlanta, Ga
- 4 joined from T•• W••••• M••••••••• A••••••• L••Jan 8, 2019 · San J•••, Ca · Firm absorbed
- 18 joined from L•• F•••••••• I•••Dec 13, 2018 · San J•••, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• D•••••• M••• · Member Of Board Of Directors Of Bam Management, LLC, Chief Financial Officercontrolsince 01/2014 · owns less than 5%
- B••••••••• A•••• L••••••• · Chief Executive Officercontrolsince 07/2024 · owns less than 5%
- B••••••• G•••• K•••• · Chief O•••••••• Officercontrolsince 10/2011 · owns less than 5%
- F••••• J•••••• C••••••••• · Member Of Board Of Directors Of Bam Management, LLC, President - B••••••••• Wealth Partnerscontrolsince 06/2019 · owns less than 5%
- G•••••• K••••• A••••• · Chief Investment Officercontrolsince 12/2022 · owns less than 5%
- G••••• D•••• · Chief Financial Officercontrolsince 07/2025 · owns less than 5%
- H••••••• W••••• L••••• · Member Of Board Of Directors Of Bam Management, LLC, President, B••••••••• S•••••••• Wealthcontrolsince 06/2019 · owns less than 5%
- L••• H•••••• H•• · Managing Directorcontrolsince 07/2024 · owns less than 5%
- P•••• S••••••••• J••• · Member Of Board Of Directors Of Bam Management, LLC, G•••Ral Counselcontrolsince 06/2015 · owns less than 5%
- R••••••• J••••••• S•••• · Member Of Board Of Directors Of Bam Management, LLC, Chief Platform Officercontrolsince 01/2011 · owns less than 5%
- S•••••• J•••••••• J••••• · Presidentcontrolsince 10/2023 · owns less than 5%
- S•••••••• K••••• A••• · Senior Vp, Segment G•••Ral Counselcontrolsince 03/2023 · owns less than 5%
- Y•••• J••••••• A••• · Head Of Legal And Chief Compliance Officer, F•••• Partners A•••••• S•••••••• And Sa Funds Strategiescontrolsince 06/2021 · owns less than 5%
- Z•••••• R•••••• A•••••• · Member Of Board Of Directors Of Bam Management LLC, Chief S•••••••• Officercontrolsince 10/2021 · owns less than 5%
Entity owners
- F•••• O••••••••• L•• · Member (Manager)direct · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of C••• F•••••••• H•••••••• L••
- C••• F•••••••• H•••••••• L•• · Partnerindirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
- C••••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of C••• F•••••••• H•••••••• L••
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of F•••••••• F•• A••••••••• L••
- F•••••••• F•• P•••••• I••• · Memberindirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of F•••••••• F•• P•••••• I•••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••• F•••••••• P••••••• I••• · Memberindirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
- A•••• P•••••• W••••• M••••••••• L••investment advisernRAUM $1.3B
- B••••••••• S•••••••• W•••••• L••investment advisernRAUM $30B
- F•••• Partners Wealth, LLCinvestment advisernRAUM $182B
Advisers that list F•••• A•••••• S••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 41 | 4 | 0 | ||
| San J•••, Ca | 3 | 0 | 0 | ||
| Sonora, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 5, 2026B••••••• G•••• K•••• (CHIEF O•••••••• OFFICER) appeared on Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026G••••• D•••• (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026S•••••••• K••••• A••• (SENIOR VP, SEGMENT G•••RAL COUNSEL) appeared on Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026Z•••••• R•••••• A•••••• (MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF S•••••••• OFFICER) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026H••••••• W••••• L••••• (MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, B••••••••• S•••••••• WEALTH) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026F••••• J•••••• C••••••••• (MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT - B••••••••• WEALTH PARTNERS) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026R••••••• J••••••• S•••• (MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF PLATFORM OFFICER) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026G•••••• K••••• A••••• (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026A•••••••• D•••••• M••• (MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 5, 2026P•••• S••••••••• J••• (MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, G•••RAL COUNSEL) left Schedule A between the filings of 2023-10-24 and 2026-08-05peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 88,314 to 91,359Mar 31, 2026 to Aug 5, 2026
- Business name · F•••• P••••••• A•••••• S••••••••• L•• to F•••• A•••••• S••••••••• L••Mar 31, 2026 to Aug 5, 2026
- Charity clients · 195 to 192Mar 31, 2026 to Aug 5, 2026
- Corporate clients · 201 to 217Mar 31, 2026 to Aug 5, 2026
- HNW clients · 8,569 to 9,302Mar 31, 2026 to Aug 5, 2026
- Individual clients · 24,227 to 23,933Mar 31, 2026 to Aug 5, 2026
- Pension plan clients · 1,432 to 1,380Mar 31, 2026 to Aug 5, 2026
- Legal name · F•••• P••••••• A•••••• S••••••••• L•• to F•••• A•••••• S••••••••• L••Mar 31, 2026 to Aug 5, 2026
- Discretionary RAUM · $19B to $23BMar 31, 2026 to Aug 5, 2026
- HNW RAUM · $23B to $27BMar 31, 2026 to Aug 5, 2026
- Individual RAUM · $7.3B to $7.6BMar 31, 2026 to Aug 5, 2026
- Non-discretionary RAUM · $17B to $18BMar 31, 2026 to Aug 5, 2026
- Pension RAUM · $134M to $123MMar 31, 2026 to Aug 5, 2026
- RAUM · $36B to $41BMar 31, 2026 to Aug 5, 2026
- Accounts · 78,053 to 88,314Feb 1, 2026 to Mar 31, 2026
- Advisory employees · 72 to 46Feb 1, 2026 to Mar 31, 2026
- Charity clients · 184 to 195Feb 1, 2026 to Mar 31, 2026
- Corporate clients · 188 to 201Feb 1, 2026 to Mar 31, 2026
- HNW clients · 7,575 to 8,569Feb 1, 2026 to Mar 31, 2026
- Individual clients · 23,418 to 24,227Feb 1, 2026 to Mar 31, 2026
- Pension plan clients · 1,839 to 1,432Feb 1, 2026 to Mar 31, 2026
- Assets in custody · $10B to $14BFeb 1, 2026 to Mar 31, 2026
- Employees · 368 to 309Feb 1, 2026 to Mar 31, 2026
- Insurance-licensed employees · 12 to 198Feb 1, 2026 to Mar 31, 2026
- Discretionary RAUM · $17B to $19BFeb 1, 2026 to Mar 31, 2026
- HNW RAUM · $20B to $23BFeb 1, 2026 to Mar 31, 2026
- Individual RAUM · $7.0B to $7.3BFeb 1, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $16B to $17BFeb 1, 2026 to Mar 31, 2026
- Pension RAUM · $142M to $134MFeb 1, 2026 to Mar 31, 2026
- RAUM · $32B to $36BFeb 1, 2026 to Mar 31, 2026
- Accounts · 83,623 to 78,053Mar 31, 2025 to Aug 27, 2025
- Charity clients · 167 to 184Mar 31, 2025 to Aug 27, 2025
- Corporate clients · 187 to 188Mar 31, 2025 to Aug 27, 2025
- HNW clients · 7,158 to 7,575Mar 31, 2025 to Aug 27, 2025
- Individual clients · 24,224 to 23,418Mar 31, 2025 to Aug 27, 2025
- Pension plan clients · 1,512 to 1,839Mar 31, 2025 to Aug 27, 2025
- fin p••••••• clients · 0 to 0Mar 31, 2025 to Aug 27, 2025
- Discretionary RAUM · $15B to $17BMar 31, 2025 to Aug 27, 2025
- HNW RAUM · $18B to $20BMar 31, 2025 to Aug 27, 2025
- Individual RAUM · $7.0B to $7.0BMar 31, 2025 to Aug 27, 2025
Signals
23 dated events
- 2 a••••••s left B••••••••• S•••••••• W•••••• L•• (ST Louis, MO) for F•••• A•••••• S••••••••• L•• on the same dayNov 14, 2024 · Team lift-out · derived
- B•••• D•••• H•••••• left F•••• A•••••• S••••••••• L•• for B••••••••• S•••••••• W•••••• L•• (registered 2007-03-19)Jun 28, 2024 · a•••••• firm change · fact
- 12 a••••••s left B••••••••• S•••••••• W•••••• L•• (ST Louis, MO) for F•••• A•••••• S••••••••• L•• within 3 daysJun 28, 2024 · Team lift-out · derived
- K••• C•••••••• W••••••••• left F•••• A•••••• S••••••••• L•• for B••••••••• S•••••••• W•••••• L•• (registered 2014-12-05)Jun 27, 2024 · a•••••• firm change · fact
- S•••••• R••• W•••••• left F•••• A•••••• S••••••••• L•• for B••••••••• S•••••••• W•••••• L•• (registered 2007-03-19)Jun 26, 2024 · a•••••• firm change · fact
- 3 a••••••s left F•••• A•••••• S••••••••• L•• (ST Louis, MO) for B••••••••• S•••••••• W•••••• L•• within 2 daysJun 26, 2024 · Team lift-out · derived
- B•••••• A•••••••• P•••• (Member Of Board Of Directors Of Bam Management, Llc, President, B••••••••• S•••••••• Partners) no longer on Schedule A of F•••• A•••••• S••••••••• L•• (listed 2023-09-29, absent 2023-10-24)Oct 24, 2023 · Control person left · inference
- J••••• J••••••• S••••• (Member Of Board Of Directors Of Bam Management, Llc, President, B••••••••• S•••••••• Partners) appeared on Schedule A of F•••• A•••••• S••••••••• L••Oct 24, 2023 · Control person joined · fact
- 3 a••••••s left C•••••• D••••••••• L•• (Atlanta, GA) for F•••• A•••••• S••••••••• L•• on the same dayApr 25, 2023 · Team lift-out · derived
- Ray M•••••• C•••••• (Member Of Board Of Directors Of Bam Management, Llc, Chief Business Officer, B••••••••• S•••••••• Partners) no longer on Schedule A of F•••• A•••••• S••••••••• L•• (listed 2023-03-28, absent 2023-04-25)Apr 25, 2023 · Control person left · inference
- Hoa H••••• Lee (Managing Director Of Service, Trading & Operations, B••••••••• S•••••••• Partners) appeared on Schedule A of F•••• A•••••• S••••••••• L••Apr 25, 2023 · Control person joined · fact
- H••••• J•••• K•••• (Chief Investment Officer) no longer on Schedule A of F•••• A•••••• S••••••••• L•• (listed 2022-10-28, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- A••••• K•••• G••••• (Chief Investment Officer) appeared on Schedule A of F•••• A•••••• S••••••••• L••Feb 28, 2023 · Control person joined · fact
- A••• J••••••• S•••••••• left F•••• A•••••• S••••••••• L•• for B••••••••• S•••••••• W•••••• L•• (registered 2022-12-22)Dec 22, 2022 · a•••••• firm change · fact
- A•••••• R••••• Z••••• (Member Of Board Of Directors Of Bam Management Llc, Chief O•••••••• Officer) appeared on Schedule A of F•••• A•••••• S••••••••• L••Mar 30, 2022 · Control person joined · fact
- E••••• L•••• S•••••• (Chief Research Officer) no longer on Schedule A of F•••• A•••••• S••••••••• L•• (listed 2021-11-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- W•••••• D•••• L•••• (Member Of Board Of Directors Of Bam Management, Llc, Chief Client Officer) no longer on Schedule A of F•••• A•••••• S••••••••• L•• (listed 2021-11-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- T••••• C•••• E•••••• left F•••• A•••••• S••••••••• L•• for C••••••• P••••••• (registered 2022-02-08)Feb 14, 2022 · a•••••• firm change · fact
- O•••••• S•••••• K•••••• (Member Of Board Of Directors Of Bam Management, Llc, Chief Talent Officer) no longer on Schedule A of F•••• A•••••• S••••••••• L•• (listed 2020-03-11, absent 2020-06-05)Jun 5, 2020 · Control person left · inference
- C••••••••• J••••• F•••• (Member Of Board Of Directors Of Bam Management, Llc, Chair, B••••••••• S•••••••• Wealth) appeared on Schedule A of F•••• A•••••• S••••••••• L••Feb 7, 2020 · Control person joined · fact
- L••••• W•••• H•••••• (Member & Chairman Of Board Of Directors Of Bam Management, Llc, President, B••••••••• S•••••••• Wealth) appeared on Schedule A of F•••• A•••••• S••••••••• L••Feb 7, 2020 · Control person joined · fact
- F•••• A•••••• S••••••••• L•• reported RAUM $20.2B, up 453% from $3.7B (2018-09-26 to 2018-12-12)Dec 12, 2018 · RAUM change · derived
- F•••• A•••••• S••••••••• L•• reported 54 state-registered a••••••y representatives, up from 13 (2018-09-26 to 2018-12-12)Dec 12, 2018 · ria a•••••• headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-452-4374reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- weatherstone.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-725-0455reportedpublic record, Form ADV, Aug 5, 2026
- Contact form
- weatherstone.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $965Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026