DFX Intelligence
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Firm absorbed
3 advisors left F•• A•••••••• I••• for R•••••• J•••• • A••••••••• I•••
unclassifiedtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Michael Mclaughlin | New Orleans, La | Sep 25, 2017 | Aug 7, 2017 |
| Leonardo Ferreira De Barros | New Orleans, La | Sep 25, 2017 | Aug 7, 2017 |
| Leonard Nelson Alsfeld | New Orleans, La | Oct 3, 2017 | Aug 17, 2017 |
The rule
- Registrations ended
- Sep 25, 2017 to Oct 3, 2017
- Registered next
- Aug 7, 2017 to Aug 17, 2017
- Branch state
- LA
- Cities
- 1, most in New Orleans, La
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.