DFX Intelligence
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Firm absorbed
5 advisors left S•••••• I••••••••• S•••••••• L•• for C••••••••• W••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dave Allen Isaacson | Appleton, Wi | Mar 6, 2019 | Mar 7, 2019 |
| Jeffrey David Daye | Appleton, Wi | Mar 6, 2019 | Mar 7, 2019 |
| Julie Ann Lefevre | Green Bay, Wi | Mar 6, 2019 | Mar 19, 2019 |
| Sandra Ann Risgaard | Appleton, Wi | Mar 6, 2019 | Mar 7, 2019 |
| Mark John Fenlon | Appleton, Wi | Mar 14, 2019 | Jan 2, 2020 |
The rule
- Registrations ended
- Mar 6, 2019 to Mar 14, 2019
- Registered next
- Mar 7, 2019 to Jan 2, 2020
- Branch state
- WI
- Cities
- 2, most in Appleton, Wi
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape