DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cliftonlarsonallen Wealth Advisors, LLC

Broker-dealer affiliated wealth managerMinneapolis, MinnesotaCRD 38357SEC 801-57242websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jan 18, 2012 · 46 filings
SEC status approved since Feb 23, 2000
RAUM
$14B
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
79%
$11B individuals and HNW
Advisors
99
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
158
81 advisory (5.B.1)
Offices
39
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$14B as of Mar 31, 2026
Jan 27, 2012$1.5B then
HNW client RAUM$10B as of Mar 31, 2026
Mar 29, 2018$2.3B then
State-registered IARs (5.B.3)94 as of Mar 31, 2026
Mar 28, 201350 then
Employees (5.A)158 as of Mar 31, 2026
Mar 28, 201369 then
Private funds: no history
RAUM +17% over the last fiscal year+29% a year over threeIARs 100 to 94offices 37 to 39
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$147MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
67derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$622,670derivedRAUM over accounts (5.F.2.f)
Discretionary
60%derivedof RAUM
Institutional
15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
2.5derived40 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
-6.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients
5,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$10B70%
  • Pension and profit-sharing plans$1.9B13%
  • Individuals$1.2B8.4%
  • Corporations and businesses$911M6.3%
  • Charitable organizations$247M1.7%
Individual clients
4,202reported
HNW clients
2,348reported
Pension plan clients
159reported
Charitable clients
307reported
Accounts
23,169reported
Financial planning clients
5,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.79 fund_share=0.0 institutional_share=0.15 related_bd=true related_bank=false bd_reps=75.0derived
Advisors registered through the firm
99 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Arnita Cheryl HallmanMinneapolis, Mn Jun 14, 201119 y1
Christine Lee BulferPeoria, Il Feb 27, 201224 y1
Andrew Jay HengstCertified Financial PlannerMinneapolis, Mn Feb 27, 201221 y5
Christopher King MossChartered Financial AnalystAppleton, Wi Feb 27, 201227 y4
Timothy T LuchsingerMiddleton, Wi Feb 27, 201218 y1
Sarah Elizabeth JensenMinneapolis, Mn Feb 27, 201218 y1
Richard Mark TrittschuhMinneapolis, Mn Feb 27, 201225 y2
Brian Matthew D'OrazioCertified Financial Planner, Chartered Financial AnalystMinneapolis, Mn Feb 27, 201221 y1
Steven Douglas JonesCertified Financial Planner, Chartered Financial AnalystMinneapolis, Mn Sep 4, 201334 y2
Antony Reed HalladaMinneapolis, MnJan 21, 201436 y0
Derek Jon HicksCertified Financial Planner, Personal Financial SpecialistMinneapolis, MnJan 21, 201419 y0
Peter James HolupchinskiCertified Financial Planner, Chartered Financial AnalystMinneapolis, MnJan 21, 201413 y0
Casey Glenning AndersonCertified Financial PlannerMinneapolis, MnJan 21, 201420 y0
Andrew Peter DomeyerCertified Financial PlannerMinneapolis, MnJan 24, 201418 y0
Catherine Mary KaneCertified Financial Planner, Personal Financial SpecialistMinneapolis, Mn Feb 27, 201526 y1
David Michael SchianCertified Financial PlannerEau Claire, Wi Dec 14, 201511 y0
Craig James RuffoloCertified Financial PlannerPeoria, Il Mar 9, 201626 y3
Robert Dean BoscoCertified Financial PlannerMinneapolis, Mn Mar 30, 201616 y1
Brian Matthew MckibbanCertified Financial PlannerDes Moines, Ia May 11, 201619 y1
Sherry Lee SalamoneMinneapolis, Mn Jul 12, 201619 y3
Jennifer Marie FaustCertified Financial PlannerMinneapolis, MnJul 14, 201612 y0
Michael Joseph PohlCertified Financial PlannerMinneapolis, MnOct 17, 201610 y0
Brian Douglas KleistCertified Financial PlannerWauwatosa, Wi Mar 3, 201720 y3
Adam Jonathan BourkCertified Financial PlannerMinneapolis, Mn Mar 20, 201725 y2
Jeremiah James LurkenMinneapolis, Mn Nov 20, 201716 y1
Abby Elizabeth ButzMinneapolis, Mn Mar 2, 201810 y0
Karen K WegnerMinneapolis, MnApr 22, 201810 y1
Melissa NunezCertified Financial PlannerMinneapolis, Mn Apr 26, 201814 y2
Timothy Henry BolinskiCertified Financial PlannerKing Of Prussia, Pa May 29, 201811 y1
Rebecca BostwickKing Of Prussia, Pa Jul 18, 201812 y0
Joan Marie CarrollMinneapolis, Mn Jul 18, 201823 y0
Tyler LochCertified Financial PlannerMinneapolis, MnAug 30, 201811 y0
Julian Ross EinfrankCertified Financial PlannerMinneapolis, Mn Sep 19, 201815 y1
Nathan Leonard WoessnerCertified Financial PlannerMinneapolis, MnOct 8, 201815 y0
Nicole Lynn GronholzCertified Financial PlannerWauwatosa, Wi Oct 31, 201810 y0
Jeffrey Paul SellnerMinneapolis, MnDec 21, 201828 y0
Kaitlyn Alyssa FriantMinneapolis, Mn Feb 6, 201910 y0
Curtis Roger WilliamsCertified Financial Planner, Chartered Financial AnalystAddison, Tx May 13, 201926 y0
Andrew Jeffrey OstlundCertified Financial PlannerBrainerd, Mn Nov 14, 201924 y3
Adrianne Marie RegruttoMinneapolis, Mn Dec 16, 201925 y0
All 99 advisors at Cliftonlarsonallen Wealth Advisors, LLC
Advisor movement
8 left, 13 joined in 12 months
net +5 in 12 months1 left in 90 days4 joined in 90 daysdeparture rate 8.1% of current headcount23 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • William Clayton Bland · Chief Executive Officercontrol
      since 01/2020 · owns less than 5%
    • Brian Jacob Buffie · Chief Compliance Officercontrol
      since 01/2016 · owns less than 5%
    • Jaclyn Suzanne Van Horrick · Principal Financial Officercontrol
      since 03/2020 · owns less than 5%
    Entity owners
    • Cliftonlarsonallen Llp · Sole Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Cliftonlarsonallen Llp
      insurancey
    Advisers that list Cliftonlarsonallen Wealth Advisors, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Minneapolis, Mn · principal99186
    Oak Brook, Il510
    Wauwatosa, Wi510
    Denver, Co420
    St Louis, Mo421
    Middleton, Wi400
    Peoria, Il310
    Irvine, Ca310
    Appleton, Wi300
    Orlando, Fl310
    Stevens Point, Wi300
    Addison, Tx200
    Bellevue, Wa200
    Carmel, Ca200
    Des Moines, Ia200
    Eau Claire, Wi200
    King Of Prussia, Pa200
    New Bedford, Ma200
    Quincy, Ma200
    Spokane, Wa200
    Offices
    Schedule D 1.F, the 25 largest
    • Middleton, WI9 employees
    • Appleton, WI7 employees
    • Wauwatosa, WI7 employees
    • Greenwood Village, CO7 employees
    • Eau Claire, WI6 employees
    • King Of Prussia, PA5 employees
    • Oak Brook, IL4 employees
    • Spokane, WA4 employees
    • Stevens Point, WI4 employees
    • Peoria, IL4 employees
    • Tampa, FL3 employees
    • Irvine, CA3 employees
    • Bellevue, WA3 employees
    • New Bedford, MA2 employees
    • St. Louis, MO2 employees
    • Phoenix, AZ2 employees
    • Wenatchee, WA2 employees
    • Orlando, FL2 employees
    • Charlotte, NC2 employees
    • Livingston, NJ2 employees
    • Carmel, CA2 employees
    • Los Angeles, CA2 employees
    • Dallas, TX2 employees
    • Quincy, MA1 employees
    • Indianapolis, IN1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 22,382 to 23,169
      Sep 18, 2025 to Mar 31, 2026
    • Advisory employees · 97 to 81
      Sep 18, 2025 to Mar 31, 2026
    • BD registered reps · 81 to 75
      Sep 18, 2025 to Mar 31, 2026
    • Charity clients · 107 to 307
      Sep 18, 2025 to Mar 31, 2026
    • Corporate clients · 318 to 338
      Sep 18, 2025 to Mar 31, 2026
    • HNW clients · 2,216 to 2,348
      Sep 18, 2025 to Mar 31, 2026
    • Individual clients · 4,181 to 4,202
      Sep 18, 2025 to Mar 31, 2026
    • Pension plan clients · 188 to 159
      Sep 18, 2025 to Mar 31, 2026
    • Employees · 151 to 158
      Sep 18, 2025 to Mar 31, 2026
    • Other offices · 40 to 39
      Sep 18, 2025 to Mar 31, 2026
    • Discretionary RAUM · $7.9B to $8.7B
      Sep 18, 2025 to Mar 31, 2026
    • HNW RAUM · $9.2B to $10B
      Sep 18, 2025 to Mar 31, 2026
    • Individual RAUM · $1.2B to $1.2B
      Sep 18, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $5.4B to $5.7B
      Sep 18, 2025 to Mar 31, 2026
    • Pension RAUM · $1.8B to $1.9B
      Sep 18, 2025 to Mar 31, 2026
    • RAUM · $13B to $14B
      Sep 18, 2025 to Mar 31, 2026
    • Accounts · 22,119 to 22,382
      Mar 31, 2025 to Sep 18, 2025
    • Charity clients · 90 to 107
      Mar 31, 2025 to Sep 18, 2025
    • Corporate clients · 268 to 318
      Mar 31, 2025 to Sep 18, 2025
    • HNW clients · 2,081 to 2,216
      Mar 31, 2025 to Sep 18, 2025
    • Individual clients · 4,142 to 4,181
      Mar 31, 2025 to Sep 18, 2025
    • Pension plan clients · 147 to 188
      Mar 31, 2025 to Sep 18, 2025
    • Employees · 148 to 151
      Mar 31, 2025 to Sep 18, 2025
    • State-registered IARs · 100 to 94
      Mar 31, 2025 to Sep 18, 2025
    • Other offices · 37 to 40
      Mar 31, 2025 to Sep 18, 2025
    • Discretionary RAUM · $7.3B to $7.9B
      Mar 31, 2025 to Sep 18, 2025
    • HNW RAUM · $8.4B to $9.2B
      Mar 31, 2025 to Sep 18, 2025
    • Individual RAUM · $1.2B to $1.2B
      Mar 31, 2025 to Sep 18, 2025
    • Non-discretionary RAUM · $5.0B to $5.4B
      Mar 31, 2025 to Sep 18, 2025
    • Pension RAUM · $1.7B to $1.8B
      Mar 31, 2025 to Sep 18, 2025
    • RAUM · $12B to $13B
      Mar 31, 2025 to Sep 18, 2025
    • Accounts · 19,942 to 22,119
      Mar 29, 2024 to Mar 31, 2025
    • Advisory employees · 95 to 97
      Mar 29, 2024 to Mar 31, 2025
    • BD registered reps · 89 to 81
      Mar 29, 2024 to Mar 31, 2025
    • Charity clients · 72 to 90
      Mar 29, 2024 to Mar 31, 2025
    • Corporate clients · 208 to 268
      Mar 29, 2024 to Mar 31, 2025
    • HNW clients · 1,733 to 2,081
      Mar 29, 2024 to Mar 31, 2025
    • Individual clients · 4,132 to 4,142
      Mar 29, 2024 to Mar 31, 2025
    • Pension plan clients · 145 to 147
      Mar 29, 2024 to Mar 31, 2025
    • Employees · 153 to 148
      Mar 29, 2024 to Mar 31, 2025
    Signals
    47 dated events
    • Triston Kane Richert no longer holds an investment adviser registration (last listed at Cliftonlarsonallen Wealth Advisors, Llc on the 2026-09-15 feed)
      Sep 15, 2026 · Advisor registration ended · derived
    • Alexander Brady Perry left Cliftonlarsonallen Wealth Advisors, Llc for Pnc Wealth Management (registered 2026-08-19)
      Aug 10, 2026 · Advisor changed firm · fact
    • Justin Scott Fowler left Cliftonlarsonallen Wealth Advisors, Llc for Mbm Wealth Consultants, Llc (registered 2026-05-01)
      Apr 27, 2026 · Advisor changed firm · fact
    • Catherine Howard Craig left Cliftonlarsonallen Wealth Advisors, Llc for Vanguard Advisers, Inc. (registered 2026-08-18)
      Mar 26, 2026 · Advisor changed firm · fact
    • Michael J Mcgraw left Cliftonlarsonallen Wealth Advisors, Llc for Thrivent Asset Management, Llc (registered 2026-05-06)
      Mar 9, 2026 · Advisor changed firm · fact
    • Jonathan Meinholz left Cliftonlarsonallen Wealth Advisors, Llc for Ameriprise Financial Services, Llc (registered 2026-04-01)
      Dec 31, 2025 · Advisor changed firm · fact
    • Joseph Thomas Niehoff left Cliftonlarsonallen Wealth Advisors, Llc for Mml Investors Services, Llc (registered 2026-01-29)
      Dec 22, 2025 · Advisor changed firm · fact
    • Brady Palzkill left Cliftonlarsonallen Wealth Advisors, Llc for Hightower Advisors, Llc (registered 2026-01-09)
      Dec 19, 2025 · Advisor changed firm · fact
    • Brian David Ream left Cliftonlarsonallen Wealth Advisors, Llc for Sax Wealth Advisors, Llc (registered 2026-03-11)
      Nov 7, 2025 · Advisor changed firm · fact
    • Jamie Renee Hampton left Cliftonlarsonallen Wealth Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-07-29)
      Jul 29, 2025 · Advisor changed firm · fact
    • Eric James Leonhardt left Cliftonlarsonallen Wealth Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-07-29)
      Jul 29, 2025 · Advisor changed firm · fact
    • Nathan Nicolaisen left Cliftonlarsonallen Wealth Advisors, Llc for Redspire Wealth Management, Llc (registered 2025-08-28)
      Jun 18, 2025 · Advisor changed firm · fact
    • Maggie Webster Piccirillo left Cliftonlarsonallen Wealth Advisors, Llc for Onedigital (registered 2025-05-12)
      May 5, 2025 · Advisor changed firm · fact
    • Cliftonlarsonallen Wealth Advisors, Llc reported RAUM $12.3B, up 55% from $8.0B (2024-03-29 to 2025-03-31)
      Mar 31, 2025 · RAUM change · derived
    • Eric John Lueptow left Cliftonlarsonallen Wealth Advisors, Llc for Edward Jones (registered 2025-04-11)
      Mar 25, 2025 · Advisor changed firm · fact
    • James Vincent Mari left Cliftonlarsonallen Wealth Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-02-05)
      Feb 5, 2025 · Advisor changed firm · fact
    • Joseph Reina left Cliftonlarsonallen Wealth Advisors, Llc for J.P. Morgan Securities Llc (registered 2024-12-09)
      Nov 15, 2024 · Advisor changed firm · fact
    • Blake X. Lenk left Cliftonlarsonallen Wealth Advisors, Llc for J.P. Morgan Securities Llc (registered 2025-07-21)
      Aug 8, 2024 · Advisor changed firm · fact
    • Charles Sebastian Claussen left Cliftonlarsonallen Wealth Advisors, Llc for Transcend Advisor Group, Llc (registered 2024-09-10)
      Aug 2, 2024 · Advisor changed firm · fact
    • Henry Allen Wright left Cliftonlarsonallen Wealth Advisors, Llc for Obsidiant Partners Llc (registered 2024-10-07)
      Apr 30, 2024 · Advisor changed firm · fact
    • Michen Sirleaf left Cliftonlarsonallen Wealth Advisors, Llc for Schwab Wealth Advisory, Inc. (registered 2024-06-12)
      Apr 3, 2024 · Advisor changed firm · fact
    • James Crawford Logan left Cliftonlarsonallen Wealth Advisors, Llc for Voya Retirement Advisors, Llc (registered 2024-04-30)
      Mar 29, 2024 · Advisor changed firm · fact
    • Andrew John Frye left Cliftonlarsonallen Wealth Advisors, Llc for Rbc Capital Markets, Llc (registered 2024-03-08)
      Jan 8, 2024 · Advisor changed firm · fact
    • Casey Ready O'Donovan left Cliftonlarsonallen Wealth Advisors, Llc for Tci Wealth Advisors, Inc. (registered 2024-12-02)
      Dec 18, 2023 · Advisor changed firm · fact
    • Jason Howard Skistad left Cliftonlarsonallen Wealth Advisors, Llc for Mariner (registered 2024-02-21)
      Oct 10, 2023 · Advisor changed firm · fact
    • Austin Michael Preece left Cliftonlarsonallen Wealth Advisors, Llc for Wealth Planning Advisors Llc (registered 2023-08-30)
      Aug 25, 2023 · Advisor changed firm · fact
    • Geremy Lee Zezini left Cliftonlarsonallen Wealth Advisors, Llc for Pruco Securities, Llc (registered 2023-11-28)
      Jul 10, 2023 · Advisor changed firm · fact
    • Jordan Marie Elling left Cliftonlarsonallen Wealth Advisors, Llc for Marquette Wealth Management (registered 2023-05-10)
      Apr 3, 2023 · Advisor changed firm · fact
    • Matthew Ryan Delaney left Cliftonlarsonallen Wealth Advisors, Llc for Boulay Wealth (registered 2023-06-06)
      Feb 20, 2023 · Advisor changed firm · fact
    • Stephen Bien left Cliftonlarsonallen Wealth Advisors, Llc for Ameriprise Financial Services, Llc (registered 2026-05-11)
      Jan 5, 2023 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Website
    CLACONNECT.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    612-376-4777reportedpublic record, Form ADV, Mar 31, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $146Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026
    Across the graphs

    Cliftonlarsonallen Wealth Advisors, LLC is the same institution as 1 record in Real Estate Funds.

    Real Estate Funds1

    Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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