DFX Intelligence
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Team lift-out
2 advisors left P•••••••• S••••••••• I••• for T•• A•••••••• G••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Leonard Burgett | Phoenix, Az | Nov 10, 2022 | Nov 7, 2022 |
| Mary Catherine Harris | Phoenix, Az | Nov 16, 2022 | Nov 7, 2022 |
| Scott Tracy Harris | Phoenix, Az | Nov 16, 2022 | Nov 9, 2022 |
The rule
- Registrations ended
- Nov 10, 2022 to Nov 16, 2022
- Registered next
- Nov 7, 2022 to Nov 9, 2022
- Branch state
- AZ
- Cities
- 1, most in Phoenix, Az
- Registered there that day
- 1,087 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape