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RIA Intelligence

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Firm absorbed

7 advisors left S•••• G•••• C•••••• A•••••••• L•• for G•••• S••••• W••••• M••••••••• L••

independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Forrest PrestMemphis, TnFeb 1, 2019Feb 15, 2019
Darrell Lane HornMemphis, TnFeb 1, 2019Feb 15, 2019
Elizabeth Summitt GordonMemphis, TnFeb 1, 2019Feb 15, 2019
James David DukeMemphis, TnFeb 1, 2019Feb 15, 2019
John Edward FrancisMemphis, TnFeb 1, 2019Feb 15, 2019
Mallory Kate PodestaMemphis, TnFeb 1, 2019Jan 31, 2019
Woodson Cary WhiteheadMemphis, TnFeb 1, 2019Feb 15, 2019
The rule
Registrations ended
Feb 1, 2019
Registered next
Jan 31, 2019 to Feb 15, 2019
Branch state
TN
Cities
1, most in Memphis, Tn
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
78%
Succession by the destination
none on the tape
Other teams out of S•••• G•••• C•••••• A•••••••• L••Other teams into G•••• S••••• W••••• M••••••••• L••