DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

S•••• G•••• C•••••• A•••••••• L••

Independent wealth managerMemphis, TennesseeCRD 115231SEC 801-60517website IAPD

Latest filing Mar 27, 2026

First filing on the tape Mar 29, 2012 · 42 filings

SEC status approved since Aug 24, 2001

RAUM

$1.6B

reported, Item 5.F

Discretionary

84%

of RAUM

Private clients

95%

$1.6B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$234M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

42 filings and snapshots on the tape

RAUM$1.6B as of Mar 27, 2026

Mar 29, 2012$1.1B then

HNW client RAUM$1.5B as of Mar 27, 2026

Mar 31, 2018$2.8B then

State-registered IARs (5.B.3)7 as of Mar 27, 2026

Mar 28, 20137 then

Employees (5.A)13 as of Mar 27, 2026

Mar 28, 201317 then

Private funds16 as of Mar 31, 2018

Mar 29, 20121 then

RAUM +21% over the last fiscal year+10% a year over threeIARs 7 to 7offices 0 to 1

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $234MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 124derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.9MderivedHNW RAUM over HNW clients
Average account: $1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 84%derivedof RAUM
Institutional: 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +21%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +1.4%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody: $1.4B, 690 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.5B94%
Charitable organizations$59.6M3.6%
State and municipal entities$24.6M1.5%
Individuals$8.9M0.5%
Corporations and businesses$2.3M0.1%

Individual clients: 36reported
HNW clients: 831reported
Pension plan clients: n/areported
Charitable clients: 11reported
Accounts: 884reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $1.4B for 690 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

7 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
W•••••• C•••••• M•••••Chartered Financial Analyst	Memphis, Tn	Mar 30, 2022	29 y	1
C•••• H••••• S••••	Memphis, Tn	Nov 11, 2024	13 y	0
C•••••••• D•••••• B•••••	Memphis, Tn	Nov 20, 2025	13 y	0
J••••••• T••••• M•••••	Memphis, Tn	Dec 11, 2025	10 y	1
T•••••• C•••• B••••••	Memphis, Tn	Dec 18, 2025	30 y	2
S••••• W•••• S•••••	Memphis, Tn	Dec 26, 2025	34 y	2
C•••••• A•••• W•••••••	Memphis, Tn	Dec 26, 2025	10 y	0

Advisor movement

0 left, 2 joined in 12 months

net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months

Left, latest

A••••• D••••• F•••••• to O••••• F•••••••• G••••• L••
Feb 14, 2024 · RIA to RIA
M•••••• J••••• S•••••• to S•••••• C•••••• M••••••••• L••
Dec 1, 2023 · RIA to RIA
A•••• V•••••• A••••• to W•••••• • A••••••••• L••
Nov 2, 2023 · RIA to RIA
W•••••• C••• W•••••••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to RIA
C••••••••• F•••••• P•••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to RIA
M•••••• K••• P•••••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to a newly registered adviser
J•••• A•••• W••• to C•••••• C••••••• L••
Feb 1, 2019 · RIA to RIA
J••• E••••• F•••••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to RIA
J•••• D•••• D••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to RIA
E•••••••• S•••••• G••••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to RIA
D•••••• L••• H••• to G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · RIA to RIA
S••••• W•••• S••••• to G• A•••••••• L••
Dec 31, 2017 · Other
M•••••• J••••• S•••••• to G• A•••••••• L••
Dec 31, 2017 · Other
A••••• B••••• P•••• to R•••••• J•••• • A••••••••• I•••
Dec 31, 2017 · Other
D•••••• L••• H••• to G• A•••••••• L••
Dec 31, 2017 · Other

Joined, latest

S••••• W•••• S••••• from G• A•••••••• L••
Dec 26, 2025 · Other
T•••••• C•••• B•••••• from B• R•••• W••••• M•••••••••
Dec 18, 2025 · Other
D•••••• L••• H••• from G• A•••••••• L••
Sep 12, 2018 · Other
M•••••• J••••• S•••••• from G• A•••••••• L••
Aug 24, 2018 · Other
J•••• A•••• W••• from F•••• H•••••• A•••••••• I••
Jun 27, 2006 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

7 left for G•••• S••••• W••••• M••••••••• L••
Feb 1, 2019 · Memphis, Tn · Firm absorbed
3 left for G• A•••••••• L••
Dec 31, 2017 · Memphis, Tn

Teams out Teams in

Private funds

21 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• B• • H••••• S••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Other Private Fund	$34.4M	78	Mar 28, 2013
S••••• E• • M••••••• A••••••• R••••• C•••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$27.2M	86	Mar 31, 2014
S••••• F• • B•••••• S•••• H••• Y••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$25.2M	100	Mar 31, 2014
S••••• H• • G•••• S••••• M•••••••• S•••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P••••••• I•• L••no longer reported	Other Private Fund	$24.9M	53	Mar 31, 2014
S••••• D• • C••••••• C••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Other Private Fund	$17.1M	59	Mar 31, 2014
S••••• P• • L•••••••• C•••••• P••••••• V•••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Private Equity Fund	$14.5M	48	Nov 30, 2015
S••••• L• • S••••••• C••••• O••••••••• P•••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$13.5M	27	Nov 12, 2014
S••••• M• • A••••••• F•••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$11.0M	75	Nov 12, 2014
S••••• J• • K•• R••• E••••• P••••••• A•••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Real Estate Fund	$8.7M	66	Mar 31, 2014
S••••• U• M••••• M••••• D••••• L•••••• 2••• A• S••••• O• T•• G•••• S••••• P•••••• I••••••••• P••••••• L••no longer reported	Hedge Fund	$7.9M	28	Mar 31, 2018
S••••• R• • F••••••••• P••••••• I••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$6.9M	54	Nov 30, 2015
S••••• I• • S•••••••• 4• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$6.5M	44	Mar 31, 2014
S••••• A• • C•••••• E••••• M•••••••• O••••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Private Equity Fund	$6.4M	48	Mar 28, 2013
S••••• C• • A•••• S••••• L•••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Private Equity Fund	$5.9M	40	Mar 28, 2013
S••••• G• • A••• P•••••• C••••• O••••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$5.0M	30	Nov 30, 2015
S••••• Q• • C•••••• E••••• M•••••••• O••••••••• F••• I•• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$4.9M	51	Nov 30, 2015
S••••• K• • A••••• E••••• C•••••• S•••••••• F•••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$4.6M	34	Nov 12, 2014
S••••• T• • O••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$3.4M	28	Mar 31, 2017
S••••• O• • G•• E••••••• D••• F•••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$3.1M	26	Nov 30, 2015
S••••• S• • P••••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••no longer reported	Hedge Fund	$1.5M	24	Mar 31, 2017
E••••••• C•••••• P•••••••• L•no longer reported	Hedge Fund	$534,353	25	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

M•••••• W•••••• · Chief Investment Officercontrol
since 03/2023 · owns less than 5%
S•••••• S•••••• W•••• · Chief Executive Officer, S••••• Managing D•••••Orcontrol
since 09/2001 · owns 75% or more
S••••• C••••• H••••• · Chief Compliance Officercontrol
since 03/2023 · owns less than 5%

Related persons

Schedule D 7.A

S• G• I• L••
pooled vehicle sponsorn
S•••• G•••• R••••• A•••••••• L••
pooled vehicle sponsorn
W••••••••• C•••••• M••••••••• L••
investment adviserpooled vehicle sponsornRAUM $41.2M
W••••••••• C••••••••• F••• ••• L••
pooled vehicle sponsorn

Advisers that list S•••• G•••• C•••••• A•••••••• L•• as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Memphis, Tn · principal	7	5	0

Offices

Schedule D 1.F, the 25 largest

W••• Palm Beach, FL

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 27, 2026
M•••••• W•••••• (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2023-03-29 and 2026-03-27
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 878 to 884
Jan 8, 2026 to Mar 27, 2026
Charity clients · 16 to 11
Jan 8, 2026 to Mar 27, 2026
Corporate clients · 5 to 4
Jan 8, 2026 to Mar 27, 2026
HNW clients · 816 to 831
Jan 8, 2026 to Mar 27, 2026
Individual clients · 39 to 36
Jan 8, 2026 to Mar 27, 2026
Assets in custody · $1.1B to $1.4B
Jan 8, 2026 to Mar 27, 2026
Employees · 12 to 13
Jan 8, 2026 to Mar 27, 2026
Insurance-licensed employees · 1 to 7
Jan 8, 2026 to Mar 27, 2026
Financial planning clients · 11-25 to 251-500
Jan 8, 2026 to Mar 27, 2026
Discretionary RAUM · $1.1B to $1.4B
Jan 8, 2026 to Mar 27, 2026
HNW RAUM · $1.3B to $1.5B
Jan 8, 2026 to Mar 27, 2026
Individual RAUM · $8.2M to $8.9M
Jan 8, 2026 to Mar 27, 2026
Non-discretionary RAUM · $239M to $257M
Jan 8, 2026 to Mar 27, 2026
RAUM · $1.4B to $1.6B
Jan 8, 2026 to Mar 27, 2026
Other offices · 0 to 1
Jun 6, 2025 to Jan 8, 2026
Financial planning clients · 11-25 to 11-25
Mar 17, 2025 to Jun 6, 2025
Accounts · 952 to 878
Aug 1, 2024 to Mar 17, 2025
Advisory employees · 6 to 7
Aug 1, 2024 to Mar 17, 2025
Charity clients · 15 to 16
Aug 1, 2024 to Mar 17, 2025
Corporate clients · 6 to 5
Aug 1, 2024 to Mar 17, 2025
HNW clients · 894 to 816
Aug 1, 2024 to Mar 17, 2025
Individual clients · 35 to 39
Aug 1, 2024 to Mar 17, 2025
Assets in custody · $1.1B to $1.1B
Aug 1, 2024 to Mar 17, 2025
Employees · 11 to 12
Aug 1, 2024 to Mar 17, 2025
State-registered IARs · 6 to 7
Aug 1, 2024 to Mar 17, 2025
Other offices · 1 to 0
Aug 1, 2024 to Mar 17, 2025
Discretionary RAUM · $1.1B to $1.1B
Aug 1, 2024 to Mar 17, 2025
HNW RAUM · $1.3B to $1.3B
Aug 1, 2024 to Mar 17, 2025
Individual RAUM · $7.7M to $8.2M
Aug 1, 2024 to Mar 17, 2025
Non-discretionary RAUM · $224M to $239M
Aug 1, 2024 to Mar 17, 2025
RAUM · $1.4B to $1.4B
Aug 1, 2024 to Mar 17, 2025
Accounts · 992 to 952
Oct 6, 2023 to Mar 27, 2024
Advisory employees · 8 to 6
Oct 6, 2023 to Mar 27, 2024
Charity clients · unset to 15.0
Oct 6, 2023 to Mar 27, 2024
Corporate clients · unset to 6.0
Oct 6, 2023 to Mar 27, 2024
HNW clients · 195 to 894
Oct 6, 2023 to Mar 27, 2024
Individual clients · 16 to 35
Oct 6, 2023 to Mar 27, 2024
Assets in custody · $405M to $1.1B
Oct 6, 2023 to Mar 27, 2024
Insurance-licensed employees · 0 to 1
Oct 6, 2023 to Mar 27, 2024
State-registered IARs · 8 to 6
Oct 6, 2023 to Mar 27, 2024

Signals

19 dated events

A••••• D••••• F•••••• left S•••• G•••• C•••••• A•••••••• L•• for O••••• F•••••••• G••••• L•• (registered 2024-02-26)
Feb 14, 2024 · Advisor changed firm · fact
M•••••• J••••• S•••••• left S•••• G•••• C•••••• A•••••••• L•• for S•••••• C•••••• M••••••••• L•• (registered 2023-11-20)
Dec 1, 2023 · Advisor changed firm · fact
A•••• V•••••• A••••• left S•••• G•••• C•••••• A•••••••• L•• for W•••••• • A••••••••• L•• (registered 2023-12-04)
Nov 2, 2023 · Advisor changed firm · fact
Michael J••• Roach (Chief Operating Officer) no longer on Schedule A of S•••• G•••• C•••••• A•••••••• L•• (listed 2022-03-14, absent 2023-03-29)
Mar 29, 2023 · Control person left · inference
Heppel Craig Sneed (Chief Compliance Officer) appeared on Schedule A of S•••• G•••• C•••••• A•••••••• L••
Mar 29, 2023 · Control person joined · fact
William M••••• (Chief Investment Officer) appeared on Schedule A of S•••• G•••• C•••••• A•••••••• L••
Mar 29, 2023 · Control person joined · fact
S•••• G•••• C•••••• A•••••••• L•• reported RAUM $1.3B, up 39% from $913.0M (2021-05-17 to 2022-03-14)
Mar 14, 2022 · RAUM change · derived
Michael J••• Roach (Chief Compliance Officer) appeared on Schedule A of S•••• G•••• C•••••• A•••••••• L••
Apr 29, 2021 · Control person joined · fact
S•••• G•••• C•••••• A•••••••• L•• reported RAUM $913.0M, up 30% from $701.1M (2021-03-05 to 2021-03-23)
Mar 23, 2021 · RAUM change · derived
Mundorf Lloyd Grissinger (Vice Chairman) no longer on Schedule A of S•••• G•••• C•••••• A•••••••• L•• (listed 2019-03-29, absent 2019-10-07)
Oct 7, 2019 · Control person left · inference
Chapman J•••• Collet (Chairman) no longer on Schedule A of S•••• G•••• C•••••• A•••••••• L•• (listed 2019-03-29, absent 2019-10-07)
Oct 7, 2019 · Control person left · inference
S•••• G•••• C•••••• A•••••••• L•• reported RAUM $579.8M, down 80% from $2.9B (2019-02-18 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived
G•••• S••••• C••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Feb 18, 2019 · Succession (Item 4) · fact
Lane Darrell Horn (Chief Executive Office, Senior Managing Director) no longer on Schedule A of S•••• G•••• C•••••• A•••••••• L•• (listed 2018-08-23, absent 2019-02-18)
Feb 18, 2019 · Control person left · inference
Armin J•••• West (Chief Investment Officer) no longer on Schedule A of S•••• G•••• C•••••• A•••••••• L•• (listed 2018-08-23, absent 2019-02-18)
Feb 18, 2019 · Control person left · inference
Aloysius Richard Finch (Chief Compliance Officer) no longer on Schedule A of S•••• G•••• C•••••• A•••••••• L•• (listed 2018-08-23, absent 2019-02-18)
Feb 18, 2019 · Control person left · inference
Mundorf Lloyd Grissinger (Vice Chairman) appeared on Schedule A of S•••• G•••• C•••••• A•••••••• L••
Feb 18, 2019 · Control person joined · fact
Chapman J•••• Collet (Chairman) appeared on Schedule A of S•••• G•••• C•••••• A•••••••• L••
Feb 18, 2019 · Control person joined · fact
S•••• G•••• C•••••• A•••••••• L•• reported RAUM $2.9B, up 43% from $2.1B (2017-12-06 to 2018-03-31)
Mar 31, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

S•••• G•••• C•••••• A•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business email: c•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: a•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: c•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: m•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: d•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: j•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: l•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 901-218-4975reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 504-275-9894reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 901-210-9207reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/steel-grove-capital-advisorsreportedpublic record, Form ADV, Sep 19, 2026
Website: S••••G••••.COMreportedpublic record, Form ADV, Sep 19, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $234Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

S•••• G•••• C•••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…