DFX Intelligence
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Team lift-out
2 advisors left B• R•••• W••••• A•••••••• I••• for A•••• • A••••••• G••••• P•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Douglas Hartley | Washington, Dc | Mar 4, 2024 | Feb 28, 2024 |
| Roger Daniel Follis | Washington, Dc | Mar 4, 2024 | Feb 24, 2024 |
The rule
- Registrations ended
- Mar 4, 2024
- Registered next
- Feb 24, 2024 to Feb 28, 2024
- Branch state
- DC
- Cities
- 1, most in Washington, Dc
- Registered there that day
- 345 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape