DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
A.G.P / Alliance Global Partners
Legal name A.G.P. / Alliance Global Partners, LLC
Latest filing Aug 11, 2026
First filing on the tape Mar 26, 2012 · 60 filings
SEC status approved since Jun 15, 2009
RAUM
$2.3B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
92%
$2.1B individuals and HNW
Advisors
131
registered through the firm on IAPD
RAUM per advisor
$17.6M
derived; firm RAUM over IAPD count
Employees
320
140 advisory (5.B.1)
Offices
17
beyond the principal office
Private funds
1
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$2.3B as of Aug 11, 2026
Sep 6, 2012$295M then
HNW client RAUM$977M as of Aug 11, 2026
Jul 25, 2018$99.5M then
State-registered IARs (5.B.3)120 as of Aug 11, 2026
Sep 6, 20120 then
Employees (5.A)320 as of Aug 11, 2026
Aug 9, 201384 then
Private funds1 as of Aug 11, 2026
Sep 30, 20241 then
RAUM +36% over the last fiscal year+23% a year over threeIARs 100 to 120
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $17.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $330,525derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 7.3derived18 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +192%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Wrap fee program
- $246MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.1B50%
- High-net-worth individuals$977M42%
- Corporations and businesses$105M4.6%
- Pension and profit-sharing plans$64.0M2.8%
- Charitable organizations$3.6M0.2%
- Pooled investment vehicles$1.2M0.1%
- Individual clients
- 6,208reported
- HNW clients
- 427reported
- Pension plan clients
- 209reported
- Charitable clients
- 8reported
- Accounts
- 6,959reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $246M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=258.0derived
Advisors registered through the firm
130 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher John Rieger | Newport Beach, Ca | Jul 22, 2009 | 33 y | 1 |
| Eric Daniel SteingruebnerCertified Financial Planner | Newport Beach, Ca | Jul 23, 2009 | 26 y | 0 |
| Hemant Kathuria | Newport Beach, Ca | Jul 23, 2009 | 19 y | 0 |
| Corey Joseph OberholtzerCertified Financial Planner | Newport Beach, Ca | Aug 17, 2009 | 27 y | 0 |
| Jeffrey Scott Paris | Boca Raton, Fl | Jan 26, 2010 | 40 y | 0 |
| David Echeverria | Newport Beach, Ca | Feb 4, 2010 | 17 y | 0 |
| John William Catalfio | Scottsdale, Az | Mar 26, 2010 | 35 y | 0 |
| Todd William Robertson | Altamont, Ny | Mar 31, 2010 | 18 y | 0 |
| Thomas Howard Arthur | Newport Beach, Ca | Apr 5, 2010 | 31 y | 3 |
| Eric Alfred Boegh | Santa Monica, Ca | Apr 5, 2012 | 32 y | 0 |
| Matt Ward | Newport Beach, Ca | Apr 5, 2012 | 35 y | 0 |
| Jonathan Joseph Mendiola | Newport Beach, Ca | Mar 25, 2013 | 35 y | 0 |
| Mike John Masunas | Scottsdale, Az | Sep 18, 2014 | 33 y | 1 |
| Kyle Grannan Jones | Boca Raton, Fl | Oct 15, 2014 | 12 y | 1 |
| Andrew Jay Schiff | New York, Ny | Oct 1, 2015 | 18 y | 0 |
| Philip William Michals | New York, Ny | Mar 6, 2018 | 20 y | 2 |
| Moss Jason Plaine | New York, Ny | Sep 28, 2018 | 32 y | 1 |
| Charles Henry Garrido | Chicago, Il | Oct 31, 2018 | 42 y | 3 |
| Gregory Charlot | Boca Raton, Fl | Feb 6, 2019 | 16 y | 2 |
| Alexander Vlad Yelensky | Westport, Ct | May 2, 2019 | 34 y | 2 |
| Ben David Dembin | Boca Raton, Fl | May 28, 2019 | 33 y | 2 |
| Eric H ZoldanCertified Financial Planner | New York, Ny | Jul 30, 2019 | 29 y | 3 |
| Raymond Anthony Asmar | Boca Raton, Fl | Aug 16, 2019 | 41 y | 2 |
| Charles Eric LundbladeCertified Financial Planner | Holmdel, Nj | Aug 23, 2019 | 19 y | 1 |
| Lance Mitchell Kluger | Boca Raton, Fl | Aug 26, 2019 | 29 y | 2 |
| Garry Bale | Holmdel, Nj | Sep 16, 2019 | 18 y | 1 |
| Elena Fusillo | Newport Beach, Ca | Sep 16, 2019 | 34 y | 0 |
| Sanford Elliott Steinberg | Boca Raton, Fl | Oct 4, 2019 | 39 y | 5 |
| Susan Iris Stern | Boca Raton, Fl | Oct 9, 2019 | 35 y | 2 |
| Salvatore John Renzo | New York, Ny | Nov 15, 2019 | 31 y | 0 |
| Richard William Vincent | Boca Raton, Fl | Feb 26, 2020 | 43 y | 6 |
| Jean Pier Suarez | New York, Ny | Apr 12, 2020 | 13 y | 2 |
| Elias Stephen Pritsoulis | New York, Ny | Jun 11, 2020 | 31 y | 0 |
| Ross Gladstone | Westport, Ct | Jun 28, 2020 | 26 y | 4 |
| John William Raho | Westport, Ct | Jun 28, 2020 | 12 y | 2 |
| Samuel J Scheller | New York, Ny | Jul 1, 2020 | 31 y | 0 |
| Peter Edward Mohan | New York, Ny | Jul 20, 2020 | 32 y | 1 |
| Barry A Mills | Boca Raton, Fl | Aug 21, 2020 | 33 y | 3 |
| Keith Jarrett Ravodowitz | Boca Raton, Fl | Aug 31, 2020 | 11 y | 1 |
| David John Tillman | Scottsdale, Az | Oct 14, 2020 | 22 y | 0 |
Advisor movement
2 left, 12 joined in 12 months
net +10 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 1.5% of current headcount8 left over 36 months
Left, latest
- Nicholas Steven Choman to Rmr Wealth Builders, Inc.Jun 1, 2026 · RIA to RIA
- Anthony John Santarpia to Arete Wealth Advisors, LLCDec 31, 2025 · RIA to affiliated broker-dealer or bank
- John Edmund Neenan to Wells Fargo AdvisorsSep 5, 2025 · RIA to wirehouse
- James Matthew Devary to Arete Wealth Advisors, LLCAug 5, 2025 · RIA to affiliated broker-dealer or bank
- Gino Poli to Ameriprise Financial Services, LLCFeb 6, 2025 · RIA to affiliated broker-dealer or bank
- Peter David Schiff to Euro Pacific Asset Management, LLCJan 3, 2024 · RIA to RIA
- John Michael Hackney to Portfolio Medics, LLCDec 31, 2023 · RIA to RIA
- Mark Matthew Martiak to Pruco Securities, LLCDec 4, 2023 · RIA to affiliated broker-dealer or bank
- Eduardo F Torres to Td Private Client Wealth LLCAug 3, 2023 · RIA to affiliated broker-dealer or bank
- Ajit Singh Ajmani to Par5 Advisors LLCMar 8, 2023 · RIA to a state-registered adviser
- Christopher Scott Hamilton to Kestra Private Wealth Services, LLCNov 28, 2022 · RIA to affiliated broker-dealer or bank
- Christopher Matthew Bougeokles to Alpha Cubed Investments, LLCOct 24, 2022 · RIA to RIA
- Brandon Witt to Fidelity Personal And Workplace AdvisorsOct 7, 2022 · RIA to affiliated broker-dealer or bank
- Matthew Brian Grosjean to Lincoln InvestmentAug 30, 2022 · RIA to RIA
- Alphonse John Calicchio to California Benefits And Retirement Group, LLCJul 12, 2022 · RIA to a state-registered adviser
Joined, latest
- Stephen Michael Tomkins from Oppenheimer & Co. Inc.Aug 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Russell Marc Fiske from B. Riley Wealth Advisors, Inc.Jul 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Stephen Alan Colavito from San Blas Advisory, Inc.Jun 29, 2026 · RIA to RIA
- Joshua Robert Barg from B. Riley Wealth Advisors, Inc.Jun 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Dylan Deans from Lord, Abbett & Co. LLCMay 21, 2026 · Other
- Maria Dontsis from Morgan StanleyFeb 17, 2026 · Wirehouse to independent RIA
- Walter Edward Nystrom from Vanguard Advisers, Inc.Feb 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Daniel Bodnar from Edward JonesJan 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Rama from Ameriprise Financial Services, LLCJan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jonathan Harry Siegel from Stifel, Nicolaus & Company, IncorporatedDec 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kenneth James Barkus from D.A. Davidson & Co.Oct 13, 2025 · RIA to RIA
- Kamren James Barkus from D.A. Davidson & Co.Oct 13, 2025 · RIA to RIA
- Simona Taurosevicius from Gwn Securities Inc.Jul 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Marcus Berger from Osaic Wealth, Inc.Jun 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Christopher Adam Toro from Joseph Gunnar & Co., LLCMay 28, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for International Assets Investment Management, LLCOct 5, 2020 · Newport Beach, Ca
- 2 joined from B. Riley Wealth Advisors, Inc.Jun 29, 2026 · Ridgewood, Nj
- 2 joined from Maxim Financial Advisors LLCFeb 21, 2025 · New York, Ny
- 2 joined from B. Riley Wealth Advisors, Inc.Apr 18, 2024 · Charlotte, Nc
- 2 joined from B. Riley Wealth Advisors, Inc.Mar 4, 2024 · Washington, Dc
- 3 joined from Aegis Capital Corp.Dec 22, 2023 · Rochelle Park, Nj
- 2 joined from Stifel, Nicolaus & Company, IncorporatedAug 24, 2023 · Charlotte, Nc
- 3 joined from B. Riley Wealth Advisors, Inc.Jul 19, 2022 · New York, Ny
- 2 joined from LPL Financial LLCDec 22, 2021 · Ft Lauderdale, Fl
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gp Advisor Fund, LLC | Other Private Fund | $1.2M | 3 | Jun 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Raffaele Gambardella · Coo/Chief Risk Officercontrolsince 06/2020 · owns less than 5%
- Craig Erin Klein · Cfo, Principal Financial Officercontrolsince 10/2019 · owns less than 5%
- Phillip William Michals · Chief Executive Officercontrolsince 01/2019 · owns less than 5%
- John Joseph Venezia · Chief Compliance Officer - Broker Dealer, Riacontrolsince 05/2019 · owns less than 5%
- David Arthur Bocchi · Trusteecontrolsince 09/2020 · owns 75% or more of David Bocchi Family Trust
- Raffaele Gambardella · Partnercontrolsince 07/2021 · owns 25% to 50% of Alliance Global Holdings, Inc.
- Phillip William Michals · Partnercontrolsince 07/2021 · owns 25% to 50% of Alliance Global Holdings, Inc.
- Thomas Joseph Higgins · Principal Operations Officersince 09/2018 · owns less than 5%
- Anthony Joseph Lauriello · Municipal Securities Principalsince 02/2019 · owns less than 5%
Entity owners
- Alliance Global Holdings, Inc. · Holding Companydirect · owns 75% or more
- David Bocchi Family Trust · Partnerindirect · owns 25% to 50% of Alliance Global Holdings, Inc.
Related persons
Schedule D 7.A
No related person reported.
Advisers that list A.G.P / Alliance Global Partners as a related person
- 152922 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny | 55 | 5 | 1 | ||
| Boca Raton, Fl | 31 | 4 | 0 | ||
| Newport Beach, Ca | 21 | 2 | 0 | ||
| Holmdel, Nj | 18 | 2 | 0 | ||
| Westport, Ct · principal | 7 | 0 | 0 | ||
| Charlotte, Nc | 6 | 0 | 0 | ||
| Scottsdale, Az | 4 | 0 | 0 | ||
| Chicago, Il | 3 | 2 | 0 | ||
| Aventura, Fl | 3 | 1 | 0 | ||
| Rochelle Park, Nj | 3 | 0 | 1 | ||
| Annapolis, Md | 2 | 0 | 0 | ||
| Clemson, Sc | 2 | 0 | 0 | ||
| Hilton Head, Sc | 2 | 0 | 0 | ||
| Kallispell, Mt | 2 | 2 | 0 | ||
| Ridgewood, Nj | 2 | 2 | 0 | ||
| Santa Monica, Ca | 2 | 0 | 0 | ||
| Washington, Dc | 2 | 0 | 0 | ||
| Marlboro, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY31 employees
- Boca Raton, FL26 employees
- New York, NY18 employees
- Newport Beach, CA12 employees
- Holmdel, NJ10 employees
- Scottsdale, AZ7 employees
- Charlotte, NC4 employees
- Rochelle Park, NJ4 employees
- Chicago, IL4 employees
- Clemson, SC4 employees
- Boca Raton, FL4 employees
- Miami, FL3 employees
- Santa Monica, CA3 employees
- Hilton Head, SC3 employees
- Aventura, FL2 employees
- Washington, DC2 employees
- New York, NY1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Apr 29, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,689,281,243 to $2,300,125,872, advisors 100 to 120, private clients 2276 to 6635, offices 17 to 17 (2024-09-30 to 2026-04-29)peers: independent wealth managers, $1B to $5B (1,360)
- client count surgeChange between filings · filing Apr 29, 2026individual and HNW clients (Item 5.D) moved from 2,276.0 to 6,635.0 (+192.0%) between the annual amendments of 2024-09-30 and 2026-04-29; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 99% percentile
- client mix shiftChange between filings · filing Apr 29, 2026private-client share of RAUM moved from 41.0% to 92.0% between the annual amendments of 2024-09-30 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Apr 29, 2026HNW share of RAUM moved from 8.0% to 42.0% between the annual amendments of 2024-09-30 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
- institutional asset share shiftChange between filings · filing Apr 29, 2026institutional share of RAUM moved from 59.0% to 7.0% between the annual amendments of 2024-09-30 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Related adviser · false to trueJan 30, 2026 to Apr 29, 2026
- Accounts · 5,849 to 6,959Oct 30, 2024 to Oct 30, 2025
- Advisory employees · 149 to 140Oct 30, 2024 to Oct 30, 2025
- BD registered reps · 238 to 258Oct 30, 2024 to Oct 30, 2025
- Charity clients · 3 to 8Oct 30, 2024 to Oct 30, 2025
- Corporate clients · 116 to 106Oct 30, 2024 to Oct 30, 2025
- HNW clients · 225 to 427Oct 30, 2024 to Oct 30, 2025
- Individual clients · 5,468 to 6,208Oct 30, 2024 to Oct 30, 2025
- Pension plan clients · 36 to 209Oct 30, 2024 to Oct 30, 2025
- Employees · 318 to 320Oct 30, 2024 to Oct 30, 2025
- Financial planning clients · 101-250 to 101-250Oct 30, 2024 to Oct 30, 2025
- State-registered IARs · 100 to 120Oct 30, 2024 to Oct 30, 2025
- Discretionary RAUM · $1.6B to $1.9BOct 30, 2024 to Oct 30, 2025
- HNW RAUM · $532M to $977MOct 30, 2024 to Oct 30, 2025
- Individual RAUM · $1.1B to $1.1BOct 30, 2024 to Oct 30, 2025
- Non-discretionary RAUM · $127M to $405MOct 30, 2024 to Oct 30, 2025
- Pension RAUM · $12.7M to $64.0MOct 30, 2024 to Oct 30, 2025
- Pooled vehicle RAUM · $1.0M to $1.2MOct 30, 2024 to Oct 30, 2025
- RAUM · $1.7B to $2.3BOct 30, 2024 to Oct 30, 2025
- Wrap assets (sponsor) · $221M to $246MOct 30, 2024 to Oct 30, 2025
- Charity clients · 2 to 3Oct 4, 2024 to Oct 17, 2024
- Corporate clients · 147 to 116Oct 4, 2024 to Oct 17, 2024
- HNW clients · 212 to 225Oct 4, 2024 to Oct 17, 2024
- Individual clients · 2,064 to 5,468Oct 4, 2024 to Oct 17, 2024
- Pension plan clients · 3,423 to 36Oct 4, 2024 to Oct 17, 2024
- HNW RAUM · $135M to $532MOct 4, 2024 to Oct 17, 2024
- Individual RAUM · $563M to $1.1BOct 4, 2024 to Oct 17, 2024
- Pension RAUM · $959M to $12.7MOct 4, 2024 to Oct 17, 2024
- Accounts · 5,221 to 5,849Aug 16, 2024 to Sep 30, 2024
- Advisory employees · 163 to 149Aug 16, 2024 to Sep 30, 2024
- BD registered reps · 241 to 238Aug 16, 2024 to Sep 30, 2024
- Charity clients · 1 to 2Aug 16, 2024 to Sep 30, 2024
- Corporate clients · 61 to 147Aug 16, 2024 to Sep 30, 2024
- HNW clients · 195 to 212Aug 16, 2024 to Sep 30, 2024
- Individual clients · 4,940 to 2,064Aug 16, 2024 to Sep 30, 2024
- Pension plan clients · 23 to 3,423Aug 16, 2024 to Sep 30, 2024
- Employees · 283 to 318Aug 16, 2024 to Sep 30, 2024
- State-registered IARs · 50 to 100Aug 16, 2024 to Sep 30, 2024
- Other offices · 15 to 17Aug 16, 2024 to Sep 30, 2024
- Discretionary RAUM · $574M to $1.6BAug 16, 2024 to Sep 30, 2024
Signals
42 dated events
- Craig Richard Margolies added a OK registration at A.G.P / Alliance Global PartnersSep 14, 2026 · New state registration · fact
- 2 advisors left B. Riley Wealth Advisors, Inc. (Ridgewood, NJ) for A.G.P / Alliance Global Partners on the same dayJun 29, 2026 · Team lift-out · derived
- Nicholas Steven Choman left A.G.P / Alliance Global Partners for Rmr Wealth Builders, Inc. (registered 2026-04-22)Jun 1, 2026 · Advisor changed firm · fact
- Anthony John Santarpia left A.G.P / Alliance Global Partners for Arete Wealth Advisors, Llc (registered 2026-01-09)Dec 31, 2025 · Advisor changed firm · fact
- A.G.P / Alliance Global Partners reported 120 state-registered advisory representatives, up from 100 (2024-10-30 to 2025-10-30)Oct 30, 2025 · Advisor headcount change · derived
- A.G.P / Alliance Global Partners reported RAUM $2.3B, up 36% from $1.7B (2024-10-30 to 2025-10-30)Oct 30, 2025 · RAUM change · derived
- John Edmund Neenan left A.G.P / Alliance Global Partners for Wells Fargo Advisors (registered 2026-05-14)Sep 5, 2025 · Advisor changed firm · fact
- James Matthew Devary left A.G.P / Alliance Global Partners for Arete Wealth Advisors, Llc (registered 2025-06-20)Aug 5, 2025 · Advisor changed firm · fact
- 2 advisors left Maxim Financial Advisors LLC (New York, NY) for A.G.P / Alliance Global Partners within 7 daysFeb 21, 2025 · Team lift-out · derived
- Gino Poli left A.G.P / Alliance Global Partners for Ameriprise Financial Services, Llc (registered 2025-02-05)Feb 6, 2025 · Advisor changed firm · fact
- A.G.P / Alliance Global Partners reported 100 state-registered advisory representatives, up from 50 (2024-08-16 to 2024-09-30)Sep 30, 2024 · Advisor headcount change · derived
- A.G.P / Alliance Global Partners reported RAUM $1.7B, up 28% from $1.3B (2024-08-16 to 2024-09-30)Sep 30, 2024 · RAUM change · derived
- 2 advisors left B. Riley Wealth Advisors, Inc. (Charlotte, NC) for A.G.P / Alliance Global Partners on the same dayApr 18, 2024 · Team lift-out · derived
- 2 advisors left B. Riley Wealth Advisors, Inc. (Washington, DC) for A.G.P / Alliance Global Partners on the same dayMar 4, 2024 · Team lift-out · derived
- Peter David Schiff left A.G.P / Alliance Global Partners for Euro Pacific Asset Management, Llc (registered 2024-04-10)Jan 3, 2024 · Advisor changed firm · fact
- John Michael Hackney left A.G.P / Alliance Global Partners for Portfolio Medics, Llc (registered 2025-08-22)Dec 31, 2023 · Advisor changed firm · fact
- 3 advisors left Aegis Capital Corp. (Rochelle Park, NJ) for A.G.P / Alliance Global Partners on the same dayDec 22, 2023 · Team lift-out · derived
- Mark Matthew Martiak left A.G.P / Alliance Global Partners for Pruco Securities, Llc (registered 2023-12-05)Dec 4, 2023 · Advisor changed firm · fact
- A.G.P / Alliance Global Partners reported 50 state-registered advisory representatives, down from 66 (2022-10-27 to 2023-09-29)Sep 29, 2023 · Advisor headcount change · derived
- 2 advisors left Stifel, Nicolaus & Company, Incorporated (Charlotte, NC) for A.G.P / Alliance Global Partners within 7 daysAug 24, 2023 · Team lift-out · derived
- Eduardo F Torres left A.G.P / Alliance Global Partners for Td Private Client Wealth Llc (registered 2023-08-15)Aug 3, 2023 · Advisor changed firm · fact
- Ajit Singh Ajmani left A.G.P / Alliance Global Partners for Par5 Advisors Llc (registered 2024-06-26)Mar 8, 2023 · Advisor changed firm · fact
- Christopher Scott Hamilton left A.G.P / Alliance Global Partners for Kestra Private Wealth Services, Llc (registered 2022-12-01)Nov 28, 2022 · Advisor changed firm · fact
- Christopher Matthew Bougeokles left A.G.P / Alliance Global Partners for Alpha Cubed Investments, Llc (registered 2022-11-03)Oct 24, 2022 · Advisor changed firm · fact
- Brandon Witt left A.G.P / Alliance Global Partners for Fidelity Personal And Workplace Advisors (registered 2022-11-01)Oct 7, 2022 · Advisor changed firm · fact
- A.G.P / Alliance Global Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 30, 2022 · Succession (Item 4) · fact
- A.G.P / Alliance Global Partners reported 66 state-registered advisory representatives, down from 83 (2022-06-07 to 2022-09-30)Sep 30, 2022 · Advisor headcount change · derived
- Matthew Brian Grosjean left A.G.P / Alliance Global Partners for Lincoln Investment (registered 2022-08-23)Aug 30, 2022 · Advisor changed firm · fact
- 3 advisors left B. Riley Wealth Advisors, Inc. (New York, NY) for A.G.P / Alliance Global Partners within 3 daysJul 19, 2022 · Team lift-out · derived
- Alphonse John Calicchio left A.G.P / Alliance Global Partners for California Benefits And Retirement Group, Llc (registered 2025-01-01)Jul 12, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- A.G.P / Alliance Global Partners · Independent Sponsorsshared crd · capital_provider
- A.G.P / Alliance Global Partners · Private Equityshared crd · intermediary
- Alliance Global Partners, LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Business phone
- 212-624-2060reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- allianceg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-727-7922reportedpublic record, Form ADV, Aug 11, 2026
- Contact form
- allianceg.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026