DFX Intelligence
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Team lift-out
3 advisors left B• R•••• W••••• A•••••••• I••• for A•••• • A••••••• G••••• P•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Scott David Shames | New York, Ny | Jul 19, 2022 | Jul 19, 2022 |
| Nechemia Vallach | New York, Ny | Jul 21, 2022 | Jul 19, 2022 |
| Stephen Edward Jones | New York, Ny | Jul 22, 2022 | Jul 21, 2022 |
The rule
- Registrations ended
- Jul 19, 2022 to Jul 22, 2022
- Registered next
- Jul 19, 2022 to Jul 21, 2022
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 256 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- Succession by the destination
- a succession within a year (Sep 30, 2022), not necessarily this firm