DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

5 advisors left R••••• • J•••• W••••• M••••••••• for O•••• A••••••• S•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian Keith JonesHouston, TxFeb 3, 2020Oct 15, 2019
Jack Lewis JonesHouston, TxFeb 3, 2020Jan 14, 2020
Mark Lee RobareHouston, TxFeb 3, 2020Oct 15, 2019
Stanley Edward RobareHouston, TxFeb 3, 2020Oct 15, 2019
Valerie Giles RoqueHouston, TxFeb 3, 2020Oct 15, 2019
The rule
Registrations ended
Feb 3, 2020
Registered next
Oct 15, 2019 to Jan 14, 2020
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of R••••• • J•••• W••••• M•••••••••Other teams into O•••• A••••••• S•••••••• L••