DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• K•••• J••••

C•••••••institutionalThe Woodlands, TxIA-onlyIAPD 6539478

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Jan 18, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Jan 18, 2024 · The Woodlands, Tx
E•••••• W••••• P•••••••• L•• former
Jun 2, 2022 to Mar 26, 2024 · The Woodlands, Tx
C•••••• A•••• M••••••••• L•• independent RIA
Jul 27, 2021 to Apr 29, 2022 · Houston, Tx
O•••• A••••••• S•••••••• L•• BD affiliated
Oct 15, 2019 to Feb 10, 2020 · Atlanta, Ga
R••••• • J•••• W••••• M••••••••• former
Jun 9, 2016 to Feb 3, 2020 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

E•••••• W••••• P•••••••• L•• to C•••••••
left Mar 26, 2024, registered Jan 18, 2024 (-68 days) · Other · moved with a team
C•••••• A•••• M••••••••• L•• to E•••••• W••••• P•••••••• L••
left Apr 29, 2022, registered Jun 2, 2022 (34 days) · RIA to RIA
O•••• A••••••• S•••••••• L•• to C•••••• A•••• M••••••••• L••
left Feb 10, 2020, registered Jul 27, 2021 (533 days) · Affiliated broker-dealer or bank to independent RIA
R••••• • J•••• W••••• M••••••••• to O•••• A••••••• S•••••••• L••
left Feb 3, 2020, registered Oct 15, 2019 (-111 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

B•••• K•••• J•••• left E•••••• W••••• P•••••••• L•• for Captrust (registered 2024-01-18)
Mar 26, 2024 · Advisor changed firm · fact
B•••• K•••• J•••• left C•••••• A•••• M••••••••• L•• for E•••••• W••••• P•••••••• L•• (registered 2022-06-02)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address