DFX Intelligence
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Team lift-out
3 advisors left P••••••••• S••••••••• C••••••••• for I•• W••••• M••••••••• I•••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nick Allen Edwards | Oviedo, Fl | Feb 28, 2017 | Mar 10, 2017 |
| Nathan Andrew Edwards | Oviedo, Fl | Mar 1, 2017 | Mar 14, 2017 |
| Nick Martin Riscigno | Oviedo, Fl | Mar 1, 2017 | Mar 14, 2017 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 28, 2017 to Mar 1, 2017
- Registered next
- Mar 10, 2017 to Mar 14, 2017
- Branch state
- FL
- Cities
- 1, most in Oviedo, Fl
- Registered there that day
- 220 (people still on IAPD; an estimate)
- Share of that headcount
- 1.4%
- Succession by the destination
- none on the tape