DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Planmember Securities Corporation
Latest filing Aug 5, 2026
First filing on the tape Mar 28, 2012 · 41 filings
SEC status approved since Jun 27, 1991
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$9.2B individuals and HNW
Advisors
443
registered through the firm on IAPD
RAUM per advisor
$22.8M
derived; firm RAUM over IAPD count
Employees
429
425 advisory (5.B.1)
Offices
350
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$10B as of Aug 5, 2026
Mar 28, 2012$2.3B then
HNW client RAUM$1.5B as of Aug 5, 2026
Mar 30, 2018$222M then
State-registered IARs (5.B.3)425 as of Aug 5, 2026
Feb 4, 201350 then
Employees (5.A)429 as of Aug 5, 2026
Feb 4, 2013443 then
Private funds: no history
RAUM +12% over the last fiscal year+10% a year over threeIARs 428 to 425
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $22.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 157derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $145,316derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived351 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -0.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $6.8BreportedItem 5.I
- Custody
- $7.5B, 68,721 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$7.7B76%
- High-net-worth individuals$1.5B15%
- Pension and profit-sharing plans$900M8.9%
- Corporations and businesses$21.5M0.2%
- Charitable organizations$7.7M0.1%
- Individual clients
- 68,543reported
- HNW clients
- 898reported
- Pension plan clients
- 126reported
- Charitable clients
- 22reported
- Accounts
- 69,645reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $1,111 sponsored, $0 managedreported
- Custody of client assets
- $7.5B for 68,721 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=425.0derived
Advisors registered through the firm
444 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carol CoryCertified Financial Planner | Los Angeles, Ca | Feb 26, 1997 | 44 y | 0 |
| Erik John Peterson | East Wenatchee, Wa | Apr 12, 2000 | 30 y | 0 |
| Donald Allen Bennett | Santa Barbara, Ca | Jul 31, 2001 | 33 y | 0 |
| Troy David Dueker | Carpinteria, Ca | Jul 31, 2001 | 36 y | 0 |
| Jacob David Lifshin | Los Alamitos, Ca | Jul 31, 2001 | 37 y | 0 |
| Richard Thomas MccallisterCertified Financial Planner | Carpinteria, Ca | Jul 31, 2001 | 33 y | 0 |
| Jacob Brian Nash | Pleasant Grove, Ut | Jul 31, 2001 | 51 y | 0 |
| Thalia Rodriguez Montiel | Carpinteria, Ca | Jul 31, 2001 | 37 y | 0 |
| Terri L Bennett | Carpinteria, Ca | Jul 31, 2001 | 33 y | 0 |
| Daniel Berle ZiskinCertified Financial Planner | Manhattan Beach, Ca | Jul 31, 2001 | 39 y | 0 |
| Michael Wayne Smith | Carpinteria, Ca | Jul 31, 2001 | 40 y | 0 |
| Luis Jesus Fondevila | Los Angeles, Ca | Jul 31, 2001 | 44 y | 0 |
| Dorcity Adena Phipps | Los Angeles, Ca | Jul 31, 2001 | 44 y | 0 |
| Reginald L. Stewart | Temescal Valley, Ca | Jul 31, 2001 | 39 y | 0 |
| Joel Vanis GrittenCertified Financial Planner | Yorba Linda, Ca | Jul 31, 2001 | 42 y | 0 |
| Peter Anthony Kejmar | Carpinteria, Ca | Jul 31, 2001 | 34 y | 0 |
| Marilyn Joan Germann | Agoura Hills, Ca | Jul 31, 2001 | 28 y | 0 |
| Brent William Carroll | Carpinteria, Ca | Jul 31, 2001 | 27 y | 0 |
| Daniel Ray Stowe | Scottsdale, Az | Jul 1, 2002 | 25 y | 0 |
| Alexander Eisenberg | Carpinteria, Ca | Jul 1, 2002 | 26 y | 0 |
| Rita G Reggio | Carpinteria, Ca | Jul 1, 2002 | 35 y | 0 |
| Charles Martin Riharb | Carpinteria, Ca | Jul 1, 2002 | 36 y | 0 |
| Garren Kent Mayer | Palm Springs, Ca | Oct 7, 2002 | 40 y | 0 |
| Anthony Babak Motamedi | Carpinteria, Ca | Nov 6, 2002 | 29 y | 1 |
| Albert Jay Munoz | Redlands, Ca | Jan 9, 2003 | 28 y | 1 |
| Kevin Taylor Twohy | Carpinteria, Ca | Dec 3, 2003 | 41 y | 1 |
| Steve Allen Ruiz | Carpinteria, Ca | Mar 3, 2004 | 41 y | 0 |
| Robert Allen Voyles | Ingram, Tx | May 12, 2004 | 22 y | 0 |
| Chad Jay Fowers | Appling, Ga | Jan 12, 2005 | 34 y | 1 |
| Victoria Rose WinkelmanCertified Financial Planner | San Diego, Ca | Feb 15, 2005 | 39 y | 0 |
| Stephen Jeffrey HuffordChartered Financial Consultant | Anchorage, Ak | Apr 12, 2005 | 43 y | 0 |
| Michael Mark Drabkin | Dana Point, Ca | May 3, 2005 | 27 y | 0 |
| Richard Joseph SchlesingerCertified Financial Planner | Carpinteria, Ca | May 31, 2005 | 26 y | 0 |
| James Leon Smoogen | Carpinteria, Ca | Aug 2, 2005 | 21 y | 0 |
| Edward Vincent Santos | Carpinteria, Ca | Jan 10, 2006 | 20 y | 0 |
| Whitney Elizabeth Brady | Carpinteria, Ca | Feb 13, 2006 | 35 y | 0 |
| Stephanie Lou Murphy | Carpinteria, Ca | Mar 2, 2006 | 21 y | 0 |
| Donna Jean Mcclure | Corona, Ca | Mar 10, 2006 | 34 y | 0 |
| John Norman Dowdall | Corpus Christi, Tx | Mar 17, 2006 | 27 y | 0 |
| Jose Luis Perez | Mission, Tx | Mar 17, 2006 | 29 y | 0 |
Advisor movement
15 left, 17 joined in 12 months
net +2 in 12 months2 left in 90 days4 joined in 90 daysdeparture rate 3.4% of current headcount42 left over 36 months
Left, latest
- Toby Marshall Johnston to Ameriprise Financial Services, LLCSep 8, 2026 · RIA to affiliated broker-dealer or bank
- Lisa K. Mccullough to Cs Planning CorpSep 1, 2026 · RIA to RIA
- Lisa Deanne Longo to Charles Schwab & Co., Inc.Jun 8, 2026 · RIA to affiliated broker-dealer or bank
- Patrick Mylin Bowers to Superior Planning Wealth Management & Family OfficeMay 20, 2026 · RIA to RIA
- Alexander D. Burum to LPL Enterprise, LLCApr 28, 2026 · RIA to affiliated broker-dealer or bank
- Bryan Gurss to Creativeone Wealth, LLCApr 6, 2026 · RIA to RIA
- Leland Alexander Gropper to Platform Wealth AdvisorsMar 19, 2026 · RIA to RIA
- Ryan Matthew Jordan to Cs Planning CorpMar 6, 2026 · RIA to RIA
- Wendell Drew Hill to Three Seasons WealthDec 1, 2025 · RIA to RIA
- Douglas A Brackin to Oneamerica Securities, Inc.Nov 10, 2025 · RIA to affiliated broker-dealer or bank
- Brian Paul Nauman to Alphastar Capital ManagementOct 20, 2025 · RIA to RIA
- Lucas Graham Dengler to Alphastar Capital ManagementOct 20, 2025 · RIA to RIA
- Bradley Nicholas Nauman to Alphastar Capital ManagementOct 20, 2025 · RIA to RIA
- Brett Douglas Anderson to Alphastar Capital ManagementOct 20, 2025 · RIA to RIA
- Aubrea Ryan to W3 Wealth Advisors, LLCSep 19, 2025 · RIA to a state-registered adviser
Joined, latest
- Domenic Bosco from Strategic Advisers LLCSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael D. Greenlund from Thatcher Wealth ManagementAug 19, 2026 · Other
- Christy B. Downs from Concourse Financial Group AdvisorsAug 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Bradley G. Sofonia from Wealth Management Cpas, LLCAug 6, 2026 · RIA to RIA
- Barbara G. Meyers from Westpark Capital, Inc.Jun 17, 2026 · RIA to RIA
- Charles L. Bennett from Inflection AdvisorsMay 18, 2026 · Other
- Jacklyn E. Lynch from LPL Financial LLCApr 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Shannon M. Davis from Retirement Plan Advisors, LLCApr 10, 2026 · RIA to RIA
- David L. Limerick from LPL Financial LLCApr 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- David G. Haislip from LPL Financial LLCFeb 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brandi J Ames from Cambridge Investment Research Advisors, Inc.Feb 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brittney A Broich from Blackridge Asset Management, LLCJan 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mihai I. Petrascu from Cetera Investment Advisers LLCNov 25, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nathan O'Connell from Equitable Advisors, LLCNov 20, 2025 · Affiliated broker-dealer or bank to independent RIA
- Geoffrey Allen Treat from Cambridge Investment Research Advisors, Inc.Nov 5, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Alphastar Capital ManagementOct 20, 2025 · Carpinteria, Ca
- 3 left for Cwm, LLCJul 25, 2024 · Amarillo, Tx
- 2 left for LPL Financial LLCOct 3, 2023 · Carpinteria, Ca
- 5 left for LPL Financial LLCMay 3, 2023 · Scottsdale, Az
- 2 left for Consolidated Portfolio Review CorpAug 4, 2022 · Berthoud, Co
- 2 left for Fidelity Personal And Workplace AdvisorsDec 4, 2020 · Carpinteria, Ca
- 2 left for Ministry Partners Securities, LLCApr 18, 2019 · Tulare, Ca
- 2 left for Oak Square AdvisorsDec 31, 2018 · Oviedo, Fl
- 3 joined from Gwn Securities Inc.Nov 8, 2024 · Palm Beach Gardens, Fl
- 3 joined from National Pension & Group Consultants, IncMar 18, 2020 · Kansas City, Mo · Firm absorbed
- 2 joined from Legend Advisory, LLCFeb 17, 2017 · Palm Beach Gardens, Fl
- 4 joined from Legend Advisory, LLCFeb 19, 2016 · Indian River, Mi
- 9 joined from Legend Advisory, LLCFeb 18, 2016 · Palm Beach Gardens, Fl
- 4 joined from Legend Advisory, LLCFeb 18, 2016 · Las Vegas, Nv
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Steven R Hanson · Chief Financial Officer / Finopscontrolsince 01/2024 · owns less than 5%
- Terrall Joseph Janeway · Evp/Chief Operating Officercontrolsince 06/2022 · owns less than 5%
- Jon Michael Ziehl · Presidentcontrolsince 09/1984 · owns less than 5%
- Jon Michael Ziehl · Presidentcontrolsince 09/1984 · owns 75% or more of Planmember Financial Corporation
- Byron Francis Bowman · Chief Legal Officer & Secretarysince 02/2014 · owns less than 5%
- Sean Patrick Haley · Chief Compliance Officersince 03/2019 · owns less than 5%
Entity owners
- Equitable Distribution Holding Corporation · Shareholder Series E Preferredindirect · owns 25% to 50% of Planmember Financial Corporation
- Equitable Financial Services, LLC · Shareholderindirect · owns 75% or more of Equitable Distribution Holding Corporation · public reporting company
- Equitable Holdings Inc. · Memberindirect · owns 75% or more of Equitable Financial Services, LLC · public reporting company
- Planmember Financial Corporation · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carpinteria, Ca · principal | 288 | 34 | 8 | 1 | |
| Oviedo, Fl | 80 | 8 | 0 | ||
| Austin, Tx | 46 | 3 | 0 | ||
| Grandville, Mi | 27 | 3 | 0 | ||
| Farmingville, Ny | 24 | 3 | 0 | ||
| San Diego, Ca | 19 | 2 | 1 | ||
| Mililani, Hi | 17 | 2 | 0 | ||
| Irvington, Ny | 15 | 0 | 0 | ||
| Winter Springs, Fl | 14 | 1 | 0 | ||
| Agoura Hills, Ca | 11 | 0 | 0 | ||
| Corpus Christi, Tx | 9 | 0 | 0 | ||
| Brighton, Mi | 9 | 4 | 0 | ||
| Elkridge, Md | 8 | 0 | 0 | ||
| Santa Barbara, Ca | 8 | 0 | 1 | ||
| Campbell, Ca | 7 | 0 | 0 | ||
| Los Angeles, Ca | 7 | 1 | 0 | ||
| Copley, Oh | 6 | 2 | 0 | ||
| Naperville, Il | 5 | 0 | 0 | ||
| Anchorage, Ak | 5 | 0 | 0 | ||
| Richardson, Tx | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Grandville, MI27 employees
- Winter Springs, FL24 employees
- Farmingville, NY23 employees
- Mililani, HI20 employees
- Irvington, NY14 employees
- Corpus Christi, TX10 employees
- San Diego, CA10 employees
- Campbell, CA9 employees
- Los Angeles, CA7 employees
- Wenatchee, WA7 employees
- Santa Barbara, CA7 employees
- Winchester, VA6 employees
- Richardson, TX5 employees
- Tacoma, WA5 employees
- Naperville, IL5 employees
- Puyallup, WA4 employees
- Houston, TX4 employees
- Henderson, NV3 employees
- Anchorage, AK3 employees
- Weston, FL3 employees
- Birmingham, AL3 employees
- Kaysville, UT3 employees
- Redlands, CA2 employees
- Davenport, IA2 employees
- Elkridge, MD2 employees
What changed
consecutive filings, newest first
- Accounts · 68,978 to 69,645Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 432 to 425Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 428 to 425Mar 31, 2025 to Mar 31, 2026
- HNW clients · 354 to 898Mar 31, 2025 to Mar 31, 2026
- Individual clients · 68,120 to 68,543Mar 31, 2025 to Mar 31, 2026
- Employees · 432 to 429Mar 31, 2025 to Mar 31, 2026
- Insurance-licensed employees · 10 to 9Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 428 to 425Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.0B to $10BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $1.1B to $1.5BMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $7.0B to $7.7BMar 31, 2025 to Mar 31, 2026
- RAUM · $9.0B to $10BMar 31, 2025 to Mar 31, 2026
- Accounts · 69,347 to 68,978Feb 7, 2025 to Mar 31, 2025
- Advisory employees · 427 to 432Feb 7, 2025 to Mar 31, 2025
- BD registered reps · 427 to 428Feb 7, 2025 to Mar 31, 2025
- Charity clients · 80 to 22Feb 7, 2025 to Mar 31, 2025
- Corporate clients · 69 to 56Feb 7, 2025 to Mar 31, 2025
- HNW clients · 392 to 354Feb 7, 2025 to Mar 31, 2025
- Individual clients · 67,413 to 68,120Feb 7, 2025 to Mar 31, 2025
- Pension plan clients · 80 to 126Feb 7, 2025 to Mar 31, 2025
- Assets in custody · $6.8B to $7.5BFeb 7, 2025 to Mar 31, 2025
- Employees · 427 to 432Feb 7, 2025 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Feb 7, 2025 to Mar 31, 2025
- State-registered IARs · 423 to 428Feb 7, 2025 to Mar 31, 2025
- Discretionary RAUM · $8.3B to $9.0BFeb 7, 2025 to Mar 31, 2025
- HNW RAUM · $662M to $1.1BFeb 7, 2025 to Mar 31, 2025
- Individual RAUM · $6.7B to $7.0BFeb 7, 2025 to Mar 31, 2025
- Pension RAUM · $885M to $900MFeb 7, 2025 to Mar 31, 2025
- RAUM · $8.3B to $9.0BFeb 7, 2025 to Mar 31, 2025
- Accounts · 67,968 to 69,347Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 459 to 427Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 455 to 427Mar 31, 2023 to Mar 29, 2024
- Charity clients · 14 to 80Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $6.5B to $6.8BMar 31, 2023 to Mar 29, 2024
- Employees · 459 to 427Mar 31, 2023 to Mar 29, 2024
- Insurance-licensed employees · 1 to 10Mar 31, 2023 to Mar 29, 2024
- State-registered IARs · 455 to 423Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $7.5B to $8.3BMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $601M to $662MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $6.1B to $6.7BMar 31, 2023 to Mar 29, 2024
Signals
60 dated events
- Domenic Bosco registered as an investment adviser representative at Planmember Securities CorporationSep 16, 2026 · Advisor registered · fact
- Toby Marshall Johnston left Planmember Securities Corporation for Ameriprise Financial Services, Llc (registered 2026-09-11)Sep 8, 2026 · Advisor changed firm · fact
- Lisa K. Mccullough left Planmember Securities Corporation for Cs Planning Corp (registered 2023-03-20)Sep 1, 2026 · Advisor changed firm · fact
- Lisa Deanne Longo left Planmember Securities Corporation for Charles Schwab & Co., Inc. (registered 2026-07-28)Jun 8, 2026 · Advisor changed firm · fact
- Patrick Mylin Bowers left Planmember Securities Corporation for Superior Planning Wealth Management & Family Office (registered 2026-04-21)May 20, 2026 · Advisor changed firm · fact
- Alexander D. Burum left Planmember Securities Corporation for Lpl Enterprise, Llc (registered 2026-04-27)Apr 28, 2026 · Advisor changed firm · fact
- Bryan Gurss left Planmember Securities Corporation for Creativeone Wealth, Llc (registered 2026-04-07)Apr 6, 2026 · Advisor changed firm · fact
- Leland Alexander Gropper left Planmember Securities Corporation for Platform Wealth Advisors (registered 2026-04-28)Mar 19, 2026 · Advisor changed firm · fact
- Ryan Matthew Jordan left Planmember Securities Corporation for Cs Planning Corp (registered 2023-03-20)Mar 6, 2026 · Advisor changed firm · fact
- Wendell Drew Hill left Planmember Securities Corporation for Three Seasons Wealth (registered 2025-12-12)Dec 1, 2025 · Advisor changed firm · fact
- Douglas A Brackin left Planmember Securities Corporation for Oneamerica Securities, Inc. (registered 2025-11-13)Nov 10, 2025 · Advisor changed firm · fact
- Lucas Graham Dengler left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)Oct 20, 2025 · Advisor changed firm · fact
- Brett Douglas Anderson left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)Oct 20, 2025 · Advisor changed firm · fact
- Bradley Nicholas Nauman left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)Oct 20, 2025 · Advisor changed firm · fact
- Brian Paul Nauman left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)Oct 20, 2025 · Advisor changed firm · fact
- 2 advisors left Planmember Securities Corporation (Carpinteria, CA) for Alphastar Capital Management on the same dayOct 20, 2025 · Team lift-out · derived
- Aubrea Ryan left Planmember Securities Corporation for W3 Wealth Advisors, Llc (registered 2025-10-28)Sep 19, 2025 · Advisor changed firm · fact
- Joseph Fernandes left Planmember Securities Corporation for Vanderbilt Advisory Services (registered 2025-09-15)Sep 4, 2025 · Advisor changed firm · fact
- Seth Scott left Planmember Securities Corporation for Harvest Investment Services, Llc (registered 2025-07-29)Jun 23, 2025 · Advisor changed firm · fact
- James Gerard Williams left Planmember Securities Corporation for Cambridge Investment Research Advisors, Inc. (registered 2025-06-13)Jun 13, 2025 · Advisor changed firm · fact
- Derrick Richard Mims left Planmember Securities Corporation for Simplicity Wealth (registered 2025-04-29)Apr 24, 2025 · Advisor changed firm · fact
- Jon Robert Ferguson left Planmember Securities Corporation for Cornerstone Securities Llc (registered 2025-03-04)Mar 4, 2025 · Advisor changed firm · fact
- Juan Viveros left Planmember Securities Corporation for Voya Financial Advisors, Inc. (registered 2025-03-03)Feb 27, 2025 · Advisor changed firm · fact
- Maya Aly left Planmember Securities Corporation for Wells Fargo Advisors (registered 2025-01-07)Dec 31, 2024 · Advisor changed firm · fact
- 3 advisors left Gwn Securities Inc. (Palm Beach Gardens, FL) for Planmember Securities Corporation on the same dayNov 8, 2024 · Team lift-out · derived
- Curtis Lee Weeks left Planmember Securities Corporation for Mwa Financial Services, Inc. (registered 2025-12-08)Oct 14, 2024 · Advisor changed firm · fact
- Gordon Rhoads left Planmember Securities Corporation for Lpl Financial Llc (registered 2024-08-30)Sep 12, 2024 · Advisor changed firm · fact
- Regan A Ertle left Planmember Securities Corporation for Osaic Wealth, Inc. (registered 2024-08-24)Aug 27, 2024 · Advisor changed firm · fact
- Laura Bonus Abadsantos left Planmember Securities Corporation for Cetera Investment Advisers Llc (registered 2024-08-22)Aug 20, 2024 · Advisor changed firm · fact
- Texanna Stallwitz left Planmember Securities Corporation for Cwm, Llc (registered 2024-07-24)Jul 25, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/planmember-securitiesreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/planmemberreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PLANMEMBER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 805-684-1199reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026