RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Planmember Securities Corporation
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Planmember Securities Corporation independent RIA | Alphastar Capital Management independent RIA | Carpinteria, Ca | RIA to RIA | Oct 20, 2025 |
| 3 | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | Amarillo, Tx | RIA to affiliated broker-dealer or bank | Jul 25, 2024 |
| 2 | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | Carpinteria, Ca +1 | RIA to affiliated broker-dealer or bank | Oct 3, 2023 |
| 5 | Planmember Securities Corporation independent RIA | LPL Financial LLC BD affiliated | Scottsdale, Az +2 | RIA to affiliated broker-dealer or bank | May 3, 2023 |
| 2 | Planmember Securities Corporation independent RIA | Consolidated Portfolio Review Corp independent RIA | Berthoud, Co | RIA to RIA | Aug 4, 2022 |
| 2 | Planmember Securities Corporation independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | Carpinteria, Ca | RIA to affiliated broker-dealer or bank | Dec 4, 2020 over 3 d |
| 2 | Planmember Securities Corporation independent RIA | Ministry Partners Securities, LLC state registered | Tulare, Ca | RIA to a state-registered adviser | Apr 18, 2019 |
| 2 | Planmember Securities Corporation independent RIA | Oak Square Advisors unclassified | Oviedo, Fl +1 | Other | Dec 31, 2018 |
| 2 | Planmember Securities Corporation other | Img Wealth Management, Inc. independent RIA | Jacksonville, Fl +1 | Other | Sep 20, 2017 over 7 d |
| 3 | Planmember Securities Corporation other | Img Wealth Management, Inc. independent RIA | Oviedo, Fl | Other | Feb 28, 2017 over 1 d |
| 2 | Planmember Securities Corporation other | USA Financial Securities LLC other | Grand Haven, Mi +1 | Other | Dec 2, 2016 |
| 2 | Planmember Securities Corporation other | Madison Avenue Securities, LLC other | Clermont, Fl +1 | Other | Jul 28, 2016 |