DFX Intelligence
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Team lift-out
8 advisors left H••••• I••••••••• M••••••••• L•• for V••••• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Victoria Renee Taylor | Cincinnati, Oh | Jul 19, 2019 | Jan 1, 2025 |
| Larry Richard Jones | Cincinnati, Oh | Jul 23, 2019 | Aug 5, 2019 |
| Michael L Wurster | Cincinnati, Oh | Jul 25, 2019 | Jul 23, 2019 |
| Thomas Mclellan Davis | Cincinnati, Oh | Jul 29, 2019 | Jul 29, 2019 |
| Andrew Phillip Blakley | Cincinnati, Oh | Aug 2, 2019 | Sep 2, 2019 |
| Spenser Thomas Vago | Cincinnati, Oh | Aug 14, 2019 | Jul 15, 2020 |
| Blair Israel Aaronson | Cincinnati, Oh | Aug 23, 2019 | Aug 22, 2019 |
| Timothy Warren Peterson | Cincinnati, Oh | Aug 23, 2019 | Aug 28, 2019 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jul 19, 2019 to Aug 23, 2019
- Registered next
- Jul 23, 2019 to Jan 1, 2025
- Branch state
- OH
- Cities
- 1, most in Cincinnati, Oh
- Registered there that day
- 78 (people still on IAPD; an estimate)
- Share of that headcount
- 10%
- Succession by the destination
- none on the tape