DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Mclellan Davis
Feed of 09/14/2026
Also filed as Thomas Mclellan Davis
At current firm
7 y
since Jul 29, 2019
In the industry
21 y
since Mar 3, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Virtue Capital Management, LLC independent RIA currentsince Jul 29, 2019 · Brentwood, Tn
- Horter Investment Management, LLC independent RIADec 9, 2014 to Jul 29, 2019 · Birmingham, Al
- Aura Asset Management, Inc. unclassifiedJul 16, 2008 to Dec 17, 2009 · Birmingham, Al
- Ameriprise Financial Services, LLC national BDMar 3, 2005 to Feb 9, 2006 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Horter Investment Management, LLC to Virtue Capital Management, LLCleft Jul 29, 2019, registered Jul 29, 2019 (0 days) · RIA to RIA · moved with a team
- Aura Asset Management, Inc. to Horter Investment Management, LLCleft Dec 17, 2009, registered Dec 9, 2014 (1818 days) · Other
- Ameriprise Financial Services, LLC to Aura Asset Management, Inc.left Feb 9, 2006, registered Jul 16, 2008 (888 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address