DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Spenser Thomas Vago

Stratos Wealth Partners, LtdBD affiliatedStrongesville, OhIA-onlyIAPD 2282611

Feed of 09/14/2026

At current firm

0 y

since Dec 17, 2025

In the industry

33 y

since Sep 22, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stratos Wealth Partners, Ltd BD affiliated current
since Dec 17, 2025 · Strongesville, Oh
Advisor Share Wealth Management, LLC independent RIA
Jun 12, 2023 to Feb 14, 2024 · Vancouver, Wa
Virtue Capital Management, LLC independent RIA
Jul 15, 2020 to Aug 2, 2021 · Strongsville, Oh
Horter Investment Management, LLC independent RIA
Sep 5, 2017 to Aug 14, 2019 · Strongsville, Oh
Redhawk Wealth Advisors, Inc. independent RIA
Oct 16, 2014 to Nov 6, 2015 · Strongsville, Oh
Spenser T. Vago, Registered Investment Adviser unclassified
Nov 13, 2006 to Dec 16, 2014 · Strongsville, Oh
Sicor Securities Inc unclassified
Mar 31, 2003 to Dec 31, 2003 · Westlake, Oh

Moves

a registration end followed by a registration begin elsewhere

Advisor Share Wealth Management, LLC to Stratos Wealth Partners, Ltd
left Feb 14, 2024, registered Dec 17, 2025 (672 days) · RIA to affiliated broker-dealer or bank
Virtue Capital Management, LLC to Advisor Share Wealth Management, LLC
left Aug 2, 2021, registered Jun 12, 2023 (679 days) · RIA to RIA
Horter Investment Management, LLC to Virtue Capital Management, LLC
left Aug 14, 2019, registered Jul 15, 2020 (336 days) · RIA to RIA · moved with a team
Redhawk Wealth Advisors, Inc. to Horter Investment Management, LLC
left Nov 6, 2015, registered Sep 5, 2017 (669 days) · Other
Spenser T. Vago, Registered Investment Adviser to Redhawk Wealth Advisors, Inc.
left Dec 16, 2014, registered Oct 16, 2014 (-61 days) · Other
Sicor Securities Inc to Spenser T. Vago, Registered Investment Adviser
left Dec 31, 2003, registered Nov 13, 2006 (1048 days) · Other

Signals

Spenser Thomas Vago left Advisor Share Wealth Management, Llc for Stratos Wealth Partners, Ltd (registered 2025-12-17)
Feb 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address