DFX Intelligence
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Team lift-out
2 advisors left P•••••• C•••••• M••••••••• I••• for B••••• P••••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Summer Erika Ramos | Larkspur, Ca | Oct 18, 2023 | Feb 23, 2026 |
| Charles Joseph Ramos | Larkspur, Ca | Oct 25, 2023 | Oct 19, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 18, 2023 to Oct 25, 2023
- Registered next
- Oct 19, 2023 to Feb 23, 2026
- Branch state
- CA
- Cities
- 1, most in Larkspur, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape