DFX Intelligence
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Firm absorbed
3 advisors left B•••• A••••••• S••••••••• L•• for W•••••• B•••• • C•••••• L•••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Bruce Whelihan | Chevy Chase, Md | Sep 13, 2021 | Sep 10, 2021 |
| Matthew Ryan Clark | Baltimore, Md | Sep 13, 2021 | Sep 10, 2021 |
| Michael Keith Mcclean | Baltimore, Md | Sep 13, 2021 | Sep 10, 2021 |
The rule
- Registrations ended
- Sep 13, 2021
- Registered next
- Sep 10, 2021
- Branch state
- MD
- Cities
- 2, most in Baltimore, Md
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape