RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined William Blair & Company L.L.C.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Dublin, Oh | Affiliated broker-dealer or bank to another | Jun 9, 2026 |
| 2 | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Fort Myers, Fl | Affiliated broker-dealer or bank to another | Jan 23, 2026 over 6 d |
| 2 | Corient independent RIA | William Blair & Company L.L.C. BD affiliated | Chicago, Il | RIA to affiliated broker-dealer or bank | Jan 12, 2026 |
| 4 | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Jenkintown, Pa | Affiliated broker-dealer or bank to another | May 10, 2024 |
| 3 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | San Francisco, Ca | Affiliated broker-dealer or bank to another | May 24, 2023 over 2 d |
| 2 | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Denver, Co | Wirehouse to affiliated broker-dealer or bank | May 23, 2023 |
| 3 | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Hartford, Ct +1 | Affiliated broker-dealer or bank to another | Oct 26, 2021 |
| 2 | Morgan Stanley wirehouse | William Blair & Company L.L.C. BD affiliated | Atlanta, Ga | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2021 |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Denver, Co | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2021 over 4 d |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. BD affiliated | Beverly Hills, Ca | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2020 |
| 2 | Wells Fargo Advisors wirehouse | William Blair & Company L.L.C. BD affiliated | San Francisco, Ca | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2018 over 2 d |
| 3 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | William Blair & Company L.L.C. other | New York, Ny | Other | May 8, 2017 |
| 2 | Kelleher Financial Advisors, LLC other | William Blair & Company L.L.C. other | New York, Ny | Other | Jan 30, 2017 |
| 4 | Credit Suisse Securities (USA) LLC other | William Blair & Company L.L.C. other | Atlanta, Ga | Other | Jan 28, 2016 over 1 d |
| 2 | Wells Fargo Advisors wirehouse | William Blair & Company L.L.C. other | New York, Ny | Other | Dec 31, 2015 |