DFX Intelligence
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Firm absorbed
4 advisors left S•••••••• W••••• M••••••••• L•• for E•••••• F•••••••• E••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin David Hicks | Kirkland, Wa | May 8, 2024 | Apr 22, 2024 |
| Taraneh Mozaffarian | Kirkland, Wa | May 8, 2024 | Apr 22, 2024 |
| Therese Elizabeth Mille | Kirkland, Wa | May 8, 2024 | May 1, 2024 |
| William Joseph Schultheis | Kirkland, Wa | May 8, 2024 | Apr 26, 2024 |
The rule
- Registrations ended
- May 8, 2024
- Registered next
- Apr 22, 2024 to May 1, 2024
- Branch state
- WA
- Cities
- 1, most in Kirkland, Wa
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape